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HomeMy WebLinkAboutResolution 93-10 RESOLUTION NO. 93- 10 . A RESOLUTION OF THE CITY OF OCOEE, FLORIDA APPROVING AN EQUIPMENT LEASE/PURCHASE AGREEMENT WITH LIBERTY NATIONAL BANK AND TRUST COMPANY OF LOUISVILLE AND DESIGNATING IT AS A QUALIFIED TAX-EXEMPT OBLIGATION RESOLVED, that this city enter into a certain Municipal Lease-Purchase Agreement with LIBERTY NATIONAL BANK AND TRUST COMPANY OF LOUISVILLE (hereinafter called "Lessor") in substantially the form attached hereto and by this reference made a part hereof (the "Equipment Lease") and that this City lease equipment from Lessor pursuant to the terms of such Equipment Lease; and that the Mayor and the City Clerk of this City be and hereby are authorized and directed in the name and on behalf of this City to execute the Equipment Lease with Lessor in substantially the form presented at this meeting, with such changes therein and additions thereto as shall be approved by such officers who execute the same, and such execution shall be conclusive evidence that each such document so executed has been authorized and approved by this vote. FURTHER RESOLVED, that the City commission of the City of Ocoee, Florida finds that a true and very real need exists for the acquisition of the Equipment described in the Equipment Lease and that such acquisition is in the best interests of the City of Ocoee. FURTHER RESOLVED, that the City commission of the City of Ocoee, Florida finds that the city of Ocoee has taken the necessary steps, including compliance with any applicable legal bidding requirements, under applicable law to arrange for the acquisition of such equipment. FURTHER RESOLVED, that the obligations of the City under the Equipment Lease be hereby designated, pursuant to section 265(b) (3) (D) of the Internal Revenue Code of 1986, as amended (hereinafter called the "Code"), as comprising a portion of the $10,000,000.00 in aggregate issues which may be designated as "Qualified Tax-Exempt Obligations" eligible for the exception to the general rule of the Code which provides for a total disallowance of a deduction for interest expense allocable to the carrying of tax-exempt obligations. . FURTHER RESOLVED, that the Mayor and the City Clerk of this City be and hereby are authorized to execute and deliver such other instruments and take such other actions as they shall deem necessary and desirable for the purpose of carrying out these resolutions and consummating the transactions contemplated by the Equipment Lease. . . FURTHER RESOLVED, that the foregoing resolutions shall remain in full force and effect until written notice of their amendment or rescission shall have been received by Lessor and that receipt of such notice shall not affect any action taken by Lessor prior thereto. FURTHER RESOLVED, that the Clerk of this city be and hereby is authorized and directed to certify to the Lessor the foregoing resolutions and that the provisions thereof are in conformity with the charter of this city. ADOPTED this ryTh. day of ~G-f~~6-f. , 1993. ATTEST: Clerk ( SEAL) FOR USE AND RELIANCE ONLY BY THE CITY OF OCOEE, FLORIDA. APPRO]fP- AS TO FO~~GALITY this f-.t day of , 1993 FOLEY' ;r-ONER By: tfeuJ/ r_ City Attorney W1J C:\WP51 \IJOCSIPERILEGALIRESOLlTfE 19/1/931 lSW015 1 PER:dp APPROVED: CITY OF OCOEE, FLORIDA SS~ S. Scott Vandergrift, APPROVED BY THE OCOEE CITY COMMISSION AT A MEETING HELD ON THE DATE INDICATED ABOVE UNDER AGENDA ITEM NO .n c. Agreement No._ MUNICIPAL LEASE-PURCHASE AGREEMENT . LESSOR: Liberty National Bank and Trust Company of Louisville 312 South Fourth Avenue, Suite 400 Louisville, Kentucky 40202 LESSEE: City of Ocoee, Florida 150 North Lakeshore Drive Ocoee, Florida 34761 This Municipal Lease-Purchase Agreement (the "Agreement") entered into between Liberty National Bank: and Trust Company of Louisville C'Lessor"), and City of Ococc, Florida C'Lessee"), a body corporate and politic duly organized and existing under the laws of the State of Florida C'State"); WITNESSEm: WHEREAS, Lessor desires to lease the Equipment, as hereinafter defined, to Lessee, and Lessee desires to lease the Equipment from Lessor, subject to the terms and conditions of and for the purposes set forth in this Agreement; and WHEREAS, Lessee is authorized under the Constitution and laws of the State to enter into this Agreement for the purposes set forth herein; NOW, THEREFORE, for and in consideration of the premises hereinafter contained, the parties hereby agree as follows: ARTICLE I COVENANTS OF LESSEE Lessee represents, covenants and warrants, for the benefit of Lessor and its assignees, as follows: (a) Lessee is a public body, corporate and politic, duly organized and existing under the Constitution and laws of the State. (b) Lessee will do or cause to be done all things necessary to preserve and keep in full force and effect its existence as a body, corporate and politic. (c) Lessee is authorized under the Constitution and laws of the State to enter into this Agreement and the transaction contemplated hereby, and to perform all of its obligations hereunder. (d) Lessee has been duly authorized to execute and deliver this Agreement under the terms and provisions of the resolution of its governing body, attached hereto as Exhibit A, or by other appropriate official approval, and further represents. covenants and warrants . that all requirements have been met, and procedures have occurred in order to ensure the enforceability of this Agreement, and Lessee has complied with such public bidding requirements. if any, as may be applicable to this Agreement and the acquisition by Lessee of the Equipment hereunder. Lessee shall cause to be executed an opinion of its counsel substantially in the form attached hereto as Exhibit B. (e) During the term of this Agreement, the Equipment will be used by Lessee only for the purpose of performing one or more essential governmental or proprietary functions of Lessee consistent with the permissible scope of Lessee's authority and will not be used in a trade or business of any person or entity other than the Lessee. Agreement No._ (f) During the period this Agreement is in force, Lessee will annually provide Lessor with such current financial statements, budgets, proof of appropriation for ensuing fiscal year or such other fmancial information relating to the decision of Lessee to continue this Agreement as may be reasonably requested by Lessor or its assignee. . (g) The Equipment will have a useful life in the hands of the Lessee that is substantially in excess of the Original Term and all Renewal Terms. (h) The Equipment is, and during the period this Agrccmcnt is in force will remain, personal property and when subjected to use by the Lessee under this Agreement, will not be or become fIXtuI'CS. ARTICLE II DEFINITIONS The following terms will have the meanings indicated below unless the context clearly requires otherwise: "Agreement" means this Municipal Lease-Purchase Agreement, including the Exhibits attached hereto, as the same may be supplemented or amended from time to time in accordance with the terms hereof. "Commencement Date" is the date when the term of this Agrccmcnt begins and Lessee's obligation to pay rent accrues, which date shaH be the date as indicated on the Certificate of Acceptancc attached hereto as Exhibit F. "Equipment" means the property described in Exhibit D and which is the subject of this Agreement. "Lease Term" means the Original Term and all Renewal Terms provided for in this Agrccmcnt under Section 4.01. "Lessee" means the entity which is described in the fU'St paragraph of this Agrccmcnt and which is leasing the Equipment from Lessor under the provisions of this Agreement. "Lessor" means (i) Liberty National Bank: and Trust Company of Louisville, acting as Lessor hereunder; (ii) any surviving resulting or transferee corporation; and (iii) except where the context requires otherwise, any assignee(s) of Lessor. "Original Term" means the period from the Commencement Date until the end of the fiscal year of Lessee in effect at the Commencement Date. "Purchase Price" means the amount indicated with respect to any date after payment of all Rental Payments (defmed below) due through such date, all as set forth in Exhibit E hereto, or Supplemental Exhibit E hereto, as the case may be. "Renewal Terms" means the automatic renewal terms of this Agrccmcnt as provided for in Article N of this Agreement, each having a duration of one year and a term co-cxtcnsive with the Lessee's fJSca.1 year, except the last of such automatic renewal terms which shall end on the due date of the last Rental Payment set forth in Exhibit E to this Agreement. . "Rental Payments" means the basic rental payments payable by Lessee pursuant to the provisions of this Agrccmcnt during the Lease Term, payable in consideration of the right of Lessee to use the Equipment during the then current portion of the Lease Term. Rental Payments shall be payable by Lessee to the Lessor or its assignee in the amounts and at the times during the Lease Term, as set forth in Exhibit E of this Agreement. "Vendor" means the manufacturer of the Equipment as well as the agents or dealers of the manufacturer from whom Lessor purchased or is purchasing the Equipment. 2 Agreement No._ ARTICLE ill LEASE OF EQUIPMENT Lessor hereby dcmiscs.leases and lets to Lessee. and Lessee rents, leases and hires from Lessor. the Equipment, in accordance with the provisions of this Agreement, to have and to hold for the Lease Term. . ARTICLE IV LEASE TERM Section 4.01. Commencement of Lease Term. The Original Term of this Agreement shall commence on the Commencement Date as indicated in Exhibit F and shall terminate on the last day of Lessee's current fiscal year. Lessee may renew this Agreement beyond the expiration of the Original Term, or beyond the expiration of any subsequent Renewal Term, up to the number of additional fiscal years provided in Schedule E of this Agreement by appropriating sufficient funds to make scheduled Rental Payments for the ensuing fiscal year (each a "Renewal Term"). Terms and conditions during any Renewal Term shall be the same as the terms and conditions during the Original Term. except that the Rental Payments shall be as provided in Exhibit E of this Agreement. Section 4.02. Termination of Lease Term. The Lease Term will terminate upon the earliest of any of the following events: (a) The expiration of the fmal Renewal Term of this Agreement and the payment by Lessee of all Rental Payments authorized or required to be paid by Lessee hereunder; (b) The nonrenewal of this Agreement in the event of nonappropriation of funds pursuant to Section 6.06; (c) The exercise of Lessee of the option to purchase the Equipment before expiration of this Agreement granted under the provisions of Articles IX or XI of this Agreement; or (d) A default by Lessee and Lessor's election to terminate this Agreement under Article XIII. Section 4.03. Return of Equipment on Tennination. Upon expiration or earlier termination of the Original Term or any Renewal Term under any provision of this Agreement at a time when Lessee docs not exercise its option to purchase the Equipment granted under the provisions of Articles IX or XI of this Agreement, Lessee hereby agrees to voluntarily deliver the Equipment to Lessor packaged or otherwise prepared in a manner suitable for shipment by truck or rail common carrier at a location specified by Lessor. ARTICLE V ENJOYMENT OF EQUIPMENT Lessor hereby covenants to provide Lessee during the Lease Term with quiet use and enjoyment of the Equipment, and Lessee shall during the Lease Term peaceably and quietly have and hold and enjoy the Equipment, without suit, trouble or hindrance from Lessor, except as expressly set forth in this Agreement. . Lessor shall have the right at all reasonable times during business hours to enter into and upon the property of Lessee for the purpose of inspecting the Equipment. 3 Agreement No._ ARTICLE VI RENTAL PAYMENTS . Section 6.01. Rental Pavrnents to Constitute a Current Exnense of Lessee. Lessor and Lessee understand and intend that the obligation of Lessee to pay Rental Payments hereunder shall constitute a current expense of Lessee out of its available non-ad valorem revenues and shall not in any way be construed to be a debt of Lessee in contravention of any applicable constitutional or statutory limitations or requirements concerning the creation of indebtedness by Lessee. Nothing contained herein shall constitute a pledge of the Lessee's general tax revenues, funds or monies. Section 6.02. Payment of Rental Payments. During the Original Term and during each Renewal Term elected by Lessee, Lessee shall pay Rental Payments, exclusively from legally available funds, in lawful money of the United States of America to Lessor or, in the event of assignment by Lessor, to its assignee, in the amounts and on the dates set forth in Exhibit E hereto. Rental Payments shall be in consideration for Lessee's use of the Equipment during the applicable year in which such payments are due. Section 6.03. Interest and Principal Components. A portion of each Lease Rental Payment is paid as, and represents payment of, interest, and the balance of each Rental Payment is paid as, and represents payment of principal. Exhibit E hereto sets forth the interest component and the principal component of each Rental Payment during the Lease Term. Section 6.04. Rental Pavrnents to be Unconditional. During the Original Term and during each Renewal Term elected by Lessee, the obligations of Lessee to make payment of the Rental Payments required under this Article VI and other sections hereof and to perform and observe the covenants and agreements contained herein shall be absolute and unconditional in all events, except as expressly provided under this Agreement. Notwithstanding any dispute between Lessee and Lessor, any Vendor or any other person, Lessee agrees to pay all Rental Payments when due and shall not withhold any Rental Payments pending fmal resolution of such dispute, nor shall Lessee assert any right of set-off or counterclaim against its obligation to make such payments when required under this Agreement. Lessee's obligation to make Rental Payments during the Original Term or the then current Renewal Term elected by Lessee shall not be abated through accident or unforeseen circumstances. Section 6.05. Continuation of Lease Term bv Lessee. Lessee intends, subject to the provisions of Section 6.06, to continue the Lease Term through the Original Term and all the Rental Payments hereunder. Lessee reasonably believes that legally available funds from non-ad valorem tax sources in an amount sufficient to make all Rental Payments during the Original Term and each of the Renewal Terms can be obtained. Lessee further intends, subject to the provisions of 6.06, to do all things lawfully within its power to obtain and maintain funds from which the Rental Payments may be made, including making provision for such payments to the extent necessary in each biannual or annual budget submitted and adopted in accordance with applicable provisions of state law, to have such portion of the budget approved. Section 6.06. Termination by NonaOJ'f'Opriation. In the event Lessee docs not appropriate sufficient funds for the payment of the Rental Payments scheduled to be paid in next occuring Renewal Term then, Lessee may, not withstanding any other provision contained herein to the contrary, terminate this Agn:cmcnt at the end of the then current Original Term or Renewal Term, and Lessee shall not be obligated to make payment of the Rental Payments provided for in this Agn:cmcnt beyond the end of the then current Original or Renewal Term. Lessee agrees to deliver notice to Lessor of such termination prior to the adoption of the Renewal Tenn's Budget. . 4 Agreement No._ ARTICLE vn TITLE TO EQUIPMENT . Section 7.0 I. Title to the Equipment. During the term of this Agreement, title to the Equipment and any and all additions, repairs, replacements or modifications shall vest in Lessee, subject to the rights of Lessor under this Agreement. In the event of default as set forth in Section 13.02 or nonappropriation as set forth in Section 6.06, Lessee agrees to surrender possession of the Equipment to Lessor. Lessee and Lessor intend for federal income tax purposes under the Internal Revenue Code of 1986, as amended. that this Agreement constitutes a fmancing lease or an installment sale contract rather than a true lease. Section 7.02. Notice Fi1in~. Lessee agrees to execute for informational purposes a notice filing fInancing statement as attached hereto. ARTICLE vm MAINTENANCE; MODIFICATION; TAXES; INSURANCE AND OTHER. CHARGES Section 8.01. Maintenance of Equipment bv Lessee. Lessee agrees that at all times during the Lease Term Lessee will, at Lessee's own cost and expense, maintain. preserve and keep the Equipment in good repair, working order and condition. and that Lessee will from time to time make or cause to be made all necessary and proper repairs, replacements and renewals. Lessor shall have no responsibility in any of these matters, or for the making of improvements or additions to the Equipment. Section 8.02. Taxes. Other Governmental Char~s and Utility Char~s. The parties to this Agreement contemplate that the Equipment will be used for a governmental or proprietary purposes of Lessee and, therefore, that the equipment will be exempt from all taxes presently assessed and levied with respect to personal property. In the event that the use, possession or acquisition of the Equipment is found to be subject to taxation in any form (except for income taxes of Lessor), Lessee will pay during the Lease Term, as the same respectively come due, all taxes and governmental charges of any kind whatsoever that may at any time be lawfully assessed or levied against or with respect to the Equipment and any equipment or other property acquired by Lessee in substitution for, as a renewal or replacement of, or a modification, improvement or addition to the Equipment, as well as all gas, water, steam, electricity, heat, power, telephone, utility and other charges incurred in the operation, maintenance, use, oa:upancy and upkeep of the Equipment; provided that, with respect to any governmental charges that may lawfully be paid in installments over a period of years, Lessee shall be obligated to pay only such installments as have accrued during the time this Agreement is in effect. Section 8.03. Provisions Rerardinw Insurance. At its own expense, Lessee shall cause casualty, public liability and property damage insurance to be carried and maintained. or shall demonstrate to the satisfaction of Lessor that adequate self-insurance is provided with respect to the Equipment, sufficient to protect the Full Insurable value (as that term is hereinafter defmed) of the Equipment, and to protect Lessor from liability in all events. All insurance proceeds from casualty losses shall be payable as hereinafter provided in this Agreement. Lessee shall furnish to Lessor certificates evidencing such coverage throughout the Lease Term. Alternatively, Lessee may insure the Equipment under a blanket insurance policy or policies which cover not only the Equipment but other properties. If Lessee insures similar properties by self-insurance, Lessee will insure similar properties by self-insurance, Lesscc.will insure the Equipment by means of an adequate insurance fund The "Full Insurable Value" as used herein shall mean the full replacement value of the Equipment. . Any insurance policy pursuant to this Section 8.03 shall be so written or endorsed as to make losses, if any, payable to Lessee and Lessor as their respective interests may appear. The Net Proceeds (as dermed in Section 9.01) of the insurance required in this Section 8.03 shall be applied as provided in Article IX hereof. Each insurance policy provided for in this Section 8.03 shall contain a provision to the effect that the insurance company shall not cancel the policy or modify it materially and adversely to the interest of Lessor without fIrst giving written notice thereof to Lessor at least 30 days in advance of such cancellation. Section 8.04. Advances. In the event Lessee shall fail to maintain the full insurance coverage required by this Agreement 2I..Slulll 5 Agreement No._ fail to keep the Equipment in Wood repair and Qperatinf condition. Lessor may (but shall be under no obligation to) purchase the required policies of insurance and pay the premiums necessary and provide for payment thereof; and all amounts so advanced therefore by Lessor shall become additional rent for the then current Original Term or Renewal Term. which amounts. together with interest thereon at the rate of 12% per annum, Lessee agrees to pay. . ARTICLE IX DAMAGE, DESTRUCTION AND CONDEMNATION: USE OF NET PROCEEDS Section 9.01. Dama~. Destrnction and Condemnation. Unless Lessee shall have exercised its option to purchase the Equipment by making payment of the Purchase Price as provided herein, if prior to the termination of the Lease Term (a) the Equipment or any portion thereof is destroyed (in whole or in part) or is damaged by f1l'e or other casualty or (b) title to. or the temporary use of the Equipment or any part thereof or the estate of Lessee or Lessor in the Equipment or any part thereof shall be taken under the exercise of the power eminent domain by any governmental body or by any person. fmn or corporation acting under govemmcntalauthority, Lessee and Lessor will cause the Net Proc:ecds of any insurance claim or condemnation award to be applied to the prompt repair. restoration. modification or improvement of the Equipment. Any balance of the Net Proc:ecds remaining after such work has been completed shall be paid to Lessee. For purposes of Scction 8.03 and this Article IX, the term "Net Proceeds" shall mean the amount remaining from the gross proc:ecds of any insurance claim or condemnation award after deducting all expenses (including attorney's fees) incurred in the collection of such claims or award. Section 9.02. Insufficiency of Net Proc:ecds. If the Net Proceeds are insufficient to pay in full the cost of any repair. restoration. modification or improvement referred to in Section 9.01 hereof, Lessee shall either (a) complete the work and pay any cost in excess of the amount of Net Proceeds. and Lessee agrees that if by reason of any such insufficiency of the Net Proceeds. Lessee shall make any payments pursuant to the provisions of this Section 9.02, Lessee shall not be entitled to any reimbursement therefore from Lessor nor shall Lessee be entitled to any diminution of the amounts payable under Article VI hereof or (b) if Lessee is not in default hereunder. Lessee shall pay to Lessor the amount of the then applicable Purchase Price, and. upon such payment, the Lease Term shall terminate and Lessor's interest in the Equipment shall terminate as provided in Article XI of this Agrccmcnt. The amount of the Net Proc:ecds in excess of the then applicable Purchase Price. if any. may be retained by Lessee. ARTICLE X DISCLAIMER OF WARllANTIES; VENDOR'S WARllANTIES; USE OF EQUIPMENT Section 10.01. Disclaimer of Warranties. LESSOR MAKES NO WARRANTY OR REPRESENTATION, EITHER EXPRESS OR IMPLIED, AS TO TIIE VALUE. DESIGN. CONDmON, MERCHANTABILITY OR FITNESS FOR PARTICULAR PURPOSE OR FITNESS FOR USE OF TIIE EQUIPMENT. OR WARRANTY WITH RESPEcr TIIERETO. In no event shall Lessor be liable for any incidental. indirect, special or consequential damage in connection with or arising out of this Agreement or the existence, furnishing. functioning or Lessee's use of any item or products or services provided for in this Agreement. . 6 Agreement No._ Section 10.02. Vendor's Warranties. Lessor hereby irrevocably appoints Lessee its agent and attomey-in-factduring the Lease Term. so long as Lessee shall not be in default hereunder, to assert from time to time whatever claims and rights, including warranties of the Equipment, which Lessor may have against the Vendor of the Equipment. Lessee's sole remedy for the breach of such warranty, indemnification or representation shall be against the Vendor of the Equipment, and not against the Lessor, nor shall such matter have any effect whatsoever on the rights and obligations of Lessor with respect to this Agreement, including the right to receive full and timely payments hereunder. Lessee expressly acknowledges that Lessormakes, and has made, no representation or warranties . whatsoever as to the existence or availability of such warranties of the Vendor of the Equipment. Section 10.03. 1 J se of the Equipment. Lessee will not install, use, operate or maintain the Equipment improperly, carelessly, in violation of any applicable law or in a manner contrary to that contemplated by this Agreement. Lessee shall provide all permits and licenses, if any, necessary for the installation and operation of the Equipment. In addition. Lessee agrees to comply in all respects (including, without limitation, with respect to the use, maintenance and operation of each item of the Equipment) with all laws of the jurisdictions in which its operations involving any item of Equipment may extend and any legislative, executive, administrative or judicial body exercising any power or jurisdiction over the items of the Equipment; provided, however, that Lessee may contest in good faith the validity or application of any such law or role in any reasonable manner which does not, in the opinion of the LessOl:, adversely affect the estate of Lessor in and to any of the items of the Equipment or its interest or rights under this Agreement. ARTICLE XI OPTION TO PURCHASE A t the reQJ.lest of Lessee, Lessor's interest in the Equipment and additional Rental Payments will be tenninated and this Agreement shall tenninate: (a) At the end of the fmal Renewal Term, upon payment by Lessee of all Rental Payments scheduled as set forth in Exhibit E to this Agreement; or (b) if the Lease Term is tenninated pursuant to Article IX of this Agreement, in the event of total damage, destruction or condemnation of the Equipment; or (c) any time when Lessee is not on such date in default under this Agreement, upon payment by Lessee of the then applicable Purchase Price to Lessor. Upon the occurrence of any of such events, Lessor shall deliver a Bill of Sale of its remaining interest in the Equipment to Lessee "AS IS - WHERE IS" without additional cost or payment by Lessee. ARTICLE XII ASSIGNMENT, SUBLEASING, INDEMNIFICATION MORTGAGING AND SELLING Section 12.01. Assirnment by Lessor. This Agreement, and the obligations of Lessee to make payments hereunder, may be assigned and reassigned in whole or in part to one or more assignees and subassignees by Lessor at any time subsequent to its execution. without the necessity of obtaining the consent of Lessee; provided, however, that no such assignment or reassignment shall be effective . unless and until (i) Lessee shall have received notice of the assignment or reassignment disclosing the name and address of the assignee or subassignee, and (ii) in the event that such assignment is made to a bank or trust company as trustee for holders of certificates representing interest in this Agreement, such bank or trust company agrees to maintain, or cause to be maintained, a book-entry system by which a record of names and addresses of such holders as of any particular time is kept and agrees, upon request of the Lessee, to furnish such information to Lessee. Upon receipt of notice of assignment, Lessee agrees to reflect in a book entry assignee designation in such notice of assignment, and to make all payments to the assignee designated in the notice of assignment, notwithstanding any claim, defense, setoff or counterclaim whatsoever (whether arising from a breach of this Agreement or otherwise) that Lessee may from 7 Agn:cmcnt No. time to time have against Lessor, or the assignee. Lessee agrees to execute all documents which may be reasonably requested by Lessor or its assignee to protect their interests in this Agn:cmcnt. Section 12.02. No Sale. Assilplment or Subleasin~ bv Lessee. This Agreement and the interest of Lessee in the equipment may not be sold, assigned or encumbered by Lessee without the prior written consent of Lessor or assignee. . Section 12.03. Release and Indemnification Covenants. To the extent permitted by the laws and Constitution of the State, Lessee shall protect., hold hannless and indemnify Lessor from and against any and all liability, obligations, losses. claims and damages whatsoever, regardless of cause thereof, and expenses in connection therewith. including, without limitation, counsel fees and expenses, penalties and interest arising out of or as the result of the entering into this Agn:cmcnt., the ownership of any item of the equipment, the ordering, acquisition, use, operation, condition. purchase, delivery, rejection. storage or return of any item of the equipment or any accident in connection with the operation. use, condition. possession, storage or return of any item of the equipment resulting in damage to property or injury to or death of any person. The indemnification arising under this paragraph shall continue in full force and effect notwithstanding the full payment of all obligations under this Agreement or the termination of the lease term for any reason. Lessee agrees not to withhold or abate any portion of the payments required pursuant to this Agreement by reason of any defects, malfunctions, breakdowns or infttmities of the equipment. Lessee acknowledges that Lessor's yield with respect to this Agreement is dependent upon the full amount of each lease rental payment being excluded from Lessor's income pursuant to Section 103(a) of the United States Internal Revenue Code of 1986 as amended (the "Code"). Accordingly, if at any time, as a result of a determination that Lessee has breached a representation or covenant contained herein, or as a result of any change in the Code, any payment of either the interest component or the principal component of any lease rental payment is, in the opinion of counsel for the Lessor, subject to or affected by any income, preference, excess profits, minimum or ,other federal tax, Lessee shall pay. as additional interest., an amount which is necessary to provide to Lessor the same net income as Lessor would have received but for such event. Lessor's calculations of such additional interest shall be binding upon Lessee in the absence of manifest error. ARTICLE xm EVENTS OF DEFAULT AND REMEDIES Section 13.01. Events of Default Dermed. The following shall be "events of default" under this Agreement and the terms "event of default" and "default" shall mean, whenever they arc used in this Agrccmcnt., anyone or more of the following events: (a) Failure by Lessee to pay any rental payment or other payment required to be paid hereunder at the time specified herein; and (b) Failure by Lessee to observe and perform any covenant, condition or agrccmcnt on its part to be observed or performed, other than as referred to in Section 13.01 (a), for a period of 30 days after written notice, specifying such failure and requesting that it be remedied as given to Lessee by Lessor, unless Lessor shall agree in writing to an extension of such time prior to the expiration, provided, however, if the failure stated in the notice cannot be corrected within the applicable period, Lessor will not unreasonably withhold its consent to an extension of such time if corrective action is instituted by Lessee within the applicable period and diligently pursued until the default is corrected. . The foregoing provisions of this Section 13.01 are subject to (i) the provisions of Section 6.06 hereof with respect to nonappropriation; and (ii) if by reason of force mQjeure Lessee is unable in whole or in part to carry out its agreement on its part herein contained, other than the obligations on the part of Lessee contained in Article VI hereof, Lessee shall not be deemed in default during the continuance of such inability. The term "force majeure" as used herein shall mean. without limitation, the following: acts of God; strikes, lockouts or other employee relations disturbances; acts of public enemies; orders or restraints of any kind of the government of the United States of America or the state wherein Lessee is located or any of their departments, agencies or officials, or any civil or military authority, insurrections; riots; landslides; earthquakes; fires; storms; droughts; floods; or explosions. 8 Agreement No._ Section 13.02. Remedies on Default. Whenever any event of default referred to in Section 13.01 hereof shall have happened and be continuing, Lessee agrees to voluntarily return the equipment to Lessor and Lessor shall have the right at its sole option without any further demand or notice, to take either one or both of the following remedial steps: . (a) Accept surrender from Lessee of the equipment for sale or release by Lessor in a commercially reasonable manner. All proceeds of such sale or re-letting shall inure to Lessor, provided, however, if such proceeds after deduction of Lessor's reasonable costs and expenses. including attorneys' fees. incurred to recover possession, restore or clean-up and sell or release the equipment. exceed an amount equal to the sum of the past due but unpaid Rental Payments and an amount equal to the then applicable purchase price, Lessor shall remit the amount of such excess to Lessee; or (b) Institute an action in a court of competent jurisdiction to recover, as a general claim against Lessee. Lessor's compensatory damages resulting from Lessor's default Lessor agrees that it shall not have a right to seek any remedy of specific performance nor shall Lessor have any "self-help" right to take possession of the equipment absent Lessee's voluntary surrender thereof. Section 13.03. ~. No delay or omission to exercise any right or power accruing upon any default shall impair any such right or power or shall be construed to be a waiver hereof. but any such right and power may be exercised from time to time and as often as may be deemed expedient. ARTICLE XIV MISCELLANEOUS Section 14.0 I. ~. All notices, certificates or other communications hereunder shall be sufficiently given and shall be deemed given when delivered or mailed by registered mail, postage prepaid, to the parties at their respective places of business. Section 14.02. Bindinl1 Effect. This Agreement shall inure to the benefit of and shall be binding upon Lessor and Lessee and their respective successors and assigns. Section 14.03. Severability. In the event any provision of this Agreement shall be held invalid or unenforceable by any court of competent jurisdiction, such holding shall not invalidate or render unenforceable any other provision hereof. Section 14.04. Amendments. The terms of the Agreement shall not be waived. altered. modified, supplemented or amended in any manner whatsoever except by written instrument signed by the Lessor and the Lessee; nor shall any such amendment that affects the rights of Lessor's assignee be effective without such assignee's consent Section 14.05. Execution in Counter:parts. This Agreement may be executed in several counterparts. each of which shall be an original and all of which shall constitute but one and the same instrument. Section 14.06. Awlicable Law. This Agreement shall be governed by and construed in accordance with the laws of the State of Florida. . 9 Agreement No._ Section 14.07. C~ptions. The captions or headings in this Agreement are for convenience only and do not derme.limit or describe the scope or intent of any provisions of sections of this Agreement. . Section 14.08. Entire A~ent. This Agreement and the executed Exhibits attached hereto constitute the entire agreement between Lessor and Lessee. No waiver. consent. modification or change of terms of this Agreement shall bind either party unless in writing signed by both parties, and then such waiver. consent. modification or change shall be effective only in the specific instance and for the specific purpose given. There are no understandings. agreements, representations or warranties. express or implied. not specified herein. regarding this Agreement or the equipment leased hereunder. Any terms and conditions of any purchase order or other document (with the exception of Supplements) submitted by Lessee in connection with this Agreement which are in addition to or inconsistent with the terms and conditions of this Agreement will not be binding on Lessor and will not apply to this Agreement. Lessee by the signature below of its authorized representative acknowledges that it has read this Agreement. understands it. and agrees to be bound by its terms and conditions. IN WITNESS WHEREOF, Lessor has executed this Agreement in its corporate name with its corporate seal hereunto atTIXed and attested by its duly authorized officers. and Lessee has caused this Agreement to be executed in its corporate name with its corporate seal hereunto atTIXed and attested by its duly authorized officers. All of the above occurred as of the date fIrst written below; this Agreement shall be binding on Lessee beginning on the date it is accepted and executed by Lessor. LESSOR: Liberty National Bank and Trust Company of Louisville Attest: Execute: By: By: Title: Title: Date: LESSEE: City of Ocoee, Florida A TIEST: APPROVED: City of Ocoee. Florida. Jean Grafton. City Clerk S. Scott Vandergrift. Mayor (SEAL) Date: FOR USE AND RELIENCE ONLY BY THE City of Ococc. Florida. APPROVED AS TO FORM AND LEGALITY TIllS _DAYOF .1993. . FOLEY & LARDNER, City Attorney APPROVED BY THE OCOEE CITY COMMISSION AT A MEETING, HELD ON . 1993 UNDER AGENDA ITEM NO. By: 10 EXHIBIT "A" RESOLUTION NO. 93- . A RESOLUTION OF THE CITY OF OCOEE, FLORIDA APPROVING AN EQUIPMENT LEASE/PURCHASE AGREEMENT WITH LIBERTY NATIONAL BANK AND TRUST COMPANY OF LOUISVILLE AND DESIGNATING IT AS A QUALIFIED TAX-EXEMPT OBLIGATION RESOLVED, that this City enter into a certain Municipal Lease-Purchase Agreement with LIBERTY NATIONAL BANK AND TRUST COMPANY OF LOUISVILLE (hereinafter called "Lessor") in substantially the form attached hereto and by this reference made a part hereof (the "Equipment Lease") and that this City lease equipment from Lessor pursuant to the terms of such Equipment Lease; and that the Mayor and the City Clerk of this City be and hereby are authorized and directed in the name and on behalf of this City to execute the Equipment Lease with Lessor in substantially the form presented at this meeting, with such changes therein and additions thereto as shall be approved by such officers who execute the same, and such execution shall be conclusi ve evidence that each such document so executed has been authorized and approved by this vote. FURTHER RESOLVED, that the City Commission of the City of Ocoee, Florida finds that a true and very real need exists for the acquisition of the Equipment described in the Equipment Lease and that such acquisition is in the best interests of the City of Ocoee. FURTHER RESOLVED, that the City Commission of the City of Ocoee, Florida finds that the City of Ocoee has taken the necessary steps, including compliance with any applicable legal bidding requirements, under applicable law to arrange for the acquisition of such equipment. FURTHER RESOLVED, that the obligations of the City under the Equipment Lease be hereby designated, pursuant to Section 265(b)(3)(D) of the Internal Revenue Code of 1986, as amended (hereinafter called the "Code"), as comprising a portion of the $10,000,000.00 in aggregate issues which may be designated as "Qualified Tax-Exempt Obligations" eligible for the exception to the general rule of the Code which provides for a total disallowance of a deduction for interest expense allocable to the carrying of tax-exempt obligations. . FURTHER RESOLVED, that the Mayor and the City Clerk of this City be and hereby are authorized to execute and deliver such other instruments and take such other actions as they shall deem necessary and desirable for the purpose of carrying out these resolutions and consummating the transactions contemplated by the Equipment Lease. . . FURTHER RESOLVED, that the foregoing resolutions shall remain in full force and effect until written notice of their amendment or rescission shall have been received by Lessor and that receipt of such notice shall not affect any action taken by Lessor prior thereto. FURTHER RESOLVED, that the Clerk of this City be and hereby is authorized and directed to certify to the Lessor the foregoing resolutions and that the provisions thereof are in conformity with the charter of this City. ADOPTED this day of , 1993. ATTEST: APPROVED: CITY OF OCOEE, FLORIDA S. Scott Vandergrift, Mayor Jean Grafton, City Clerk ( SEAL) FOR USE AND RELIANCE ONLY BY THE CITY OF OCOEE, FLORIDA. APPROVED AS TO FORM AND LEGALITY this ____ day of , 1993 FOLEY & LARDNER APPROVED BY THE OCOEE CITY COMMISSION AT A MEETING HELD ON THE DATE INDICATED ABOVE UNDER AGENDA ITEM NO. By: City Attorney C:\WPS I\DOCSlPERILEGALIEXHlBrr.A I 9/1 /93IIBWOIS I PER:dp EXHIBIT "B" . lIDrn~~TI September , 1993 Liberty National Bank and Trust Company of Louisville 312 South Fourth Avenue, suite 400 Louisville, KY 40202 Gentlemen: As counsel for the City of Ocoee ("Lessee"), we have examined duly executed originals of the Municipal Lease-Purchase Agreement (the "Agreement") dated September , 1993, between Lessee and Liberty National Bank and Trust Company of Louisville ("Lessor"), and the proceedings taken by Lessee to authorize and execute the Agreement. Capitalized terms utilized herein shall be assigned the meanings given such terms in the Agreement. For the purposes of this opinion, we have assumed that the Equipment is delivered to and accepted by the City within one (1) year from the Commencement Date. Based upon the examination and upon such other examination as we have deemed necessary or appropriate, we are of the opinion that: 1. Lessee is a public body corporate and politic, legally existing under the laws of the State of Florida. . 2. The Agreement has been duly authorized, executed and delivered by Lessee, pursuant to Article VIII of the Constitution of the State of Florida and Chapter 166, Florida Statutes, and Resolution No. 93-___, attached as Exhibit A to the Agreement. 3. Subject to the qualifications and limitations set forth below, the Agreement is a legal, valid and binding obligation of Lessee, enforceable in accordance with its terms; provided, however, that we render no opinion as to the effect on the validity and enforceability of the Agreement of the provisions thereof which purport to vest title to the leased property in Lessee and provided further that in the event Lessee returns the equipment to Lessor and the Lessor obtains a judgment against Lessee in compensatory money damages, as a result of an event of defaul t under the Agreement, Lessee may be obligated to pay such judgment only if the Liberty National Bank and Trust September , 1993 Page 2 @[JJDJ~rr . Lessor has first used its best efforts to sell or re-lease the equipment to a third party in a commercially reasonable manner and only to the extent that a deficiency remains after pursuing such remedy. Any such compensatory damages may be limited to the then applicable purchase price. 4. Applicable public bidding requirements, if any, have been complied with by the Lessee. 5. To the best of our knowledge, no litigation is pending or threatened in any court or other tribunal, state or federal, which questions or affects the validity of the Resolution or the Agreement. 6. The signatures of the officers of the Lessee which appear on the Agreement are true and genuine; we know said officers and know them to hold the offices set forth below their names. 7 . The Equipment leased pursuant to the Agreement constitutes personal property and when subjected to use by Lessee constitutes personal property and when subjected to use by Lessee will not be or become fixtures under applicable law. 8. The Lessee is a political subdivision of the State of Florida within the meaning of section 103 of the United States Internal Revenue Code and the related regulations and rulings. 9. Subject to the qualifications and limitations set forth below, it is our opinion that the portion of Rental Payments made by Lessee during the Lease Term which are identified as the interest component will not be includable as federal gross income under applicable statutes, regulations, court decisions and rulings existing as of the date of this opinion and consequently will be exempt from present federal income taxes, provided, however, that we render no opinion regarding what effect the provisions contained in the Agreement relating to the vesting of title to the leased property in Lessee will have on the exclusion of said interest from federal income taxation. . 10. The leasing of the Equipment pursuant to the Agreement is exempt from all sales and use taxes against the Lessee during the term of the Lease and the Equipment will be exempt from any state and local personal property or other ad valorem taxes during the term of the Lease; provided, however, that the Equipment is used exclusively for the Lessee's municipal purposes. We note, howeve~, that the Lessee has agreed that the equipment will during the terms of the Lease be used by the Lessee only for the purpose of performing one or more essential governmental or proprietary . . Liberty National Bank and Trust September ,1993 Page 3 functions of Lessee consistent with the permissible scope of Lessee's authority and will not be used in a trade or business of any person or entity other than the Lessee. This opinion is rendered solely for your benefit and no other person or entity shall be entitled to rely on this opinion without our express written consent. FOLEY & LARDNER ~ ~ By: ~ ~ \S Paul E.~senthal, a partner cc: City of Ocoee C:\WP5I \DOCSIPER\LE'ITERS\EXHlllrr.B 19/1193118W0J51 PER:dp . . Agreement No._ EXHIBIT C CERTIFICATE AS TO ARBITRAGE I, the undersigned officer of the City of Ococc, Florida (the "Lessee"), being the person duly charged. with others, with responsibility for issuing the Lessee's obligations in the form of that certain agreement entitled "Municipal Lease-Purchase Agreement" with referenced Exhibits attached thereto (the" Agreement") dated . 1911 and issued said date, HEREBY CERTIFY that: 1. The Agreement was issued by the Lessee under and pursuant to law to fmance the acquisition of the certain Equipment described therein. 2. Pursuant to the Agreement, the Lessee is entitled to receive said Equipment in consideration for the obligation of the Lessee under the Agreement. Said Equipment will be used in furtherance of the public purposes of the Lessee. The Lessee docs not intend to sell said Equipment or said Agreement or to otherwise dispose of said Equipment during the term of the Agreement. The Lessee will not receive any monies, funds, or other "proceeds" as a result of the Agreement. 3. The Lessee expects to make payments under the Agreement from its general funds on the basis of annual appropriations in the amounts equal to the required payments under the Agreement. The remaining general funds of the Lessee arc not reasonably expected to be used to make such payments and no other monies arc pledged to the Agrccmcnt or reasonably expected to be used to pay principal and interest on the Agreement. 4. The Lessee has not received notice that its Certificate may not be relied upon with respect to its own issues nor has it been advised that any adverse action by the Commissioner of Intemal Revenue is contemplated. To the best of my knowledge, information and belief the expectations herein expressed are reasonable and there are no facts, estimates or circumstances other than those expressed herein that would materially affect the expectations herein expressed. IN WITNESS WHEREOF, I have hereunto set my hand this _ day of . 19Lf3 . LESSEE: City of Ococc, Florida By: S. Scott Vandergrift Title: Mavor ...WlIII/J........, .1HIarYfW~ .u I~MlOPQIII".-n edi till .... paawl'-- If CIr ,.",., Agreement Noo_ EXHIBIT D DESCRIPTION OF EQUIPMENT . The Equipment which is the subject of the attached Municipal Lease-Purchase Agreement is as follows: ~(Y\P5fer (1) 1992 ~ RCY-C Recycling Truck VIN#: together with all additions. accessions and replacements thereto. Lessee hereby certifies that the description of the personal property set forth above constitutes an accurate description of the "Equipment", as defined in the attached Municipal Lease-Purchase Agreement. LESSEE: City of Ococc, Florida By: S. Scott Vandergrift Title: Mayor Date: LOCATION OF THE EQUIPMENT: fIOR use AND RELIAHCl! ONLY 1Yn4! CRY OF OCOEe, APPROvED AS TO FORM AND 1.EGMJrY ..11 ~ot FCLEY " I..ARDNER . .... ., t -IY ,~HO""erY EXHIBIT E SCHEDULE OF PAYMENTS (EXPRESSED IN DOLLARS) G.S LEASE $ $ 79,752.00 CITY OF OCOEE, FLORIDA DEMPSTER RECYCLING TRK QUARTERLY PAYMENTS LEASE AMOUNT 72,500.00 PAY NO. PAYMENT DATE PAYMENT PRINCIPAL INTEREST PURCHASE PRICE 0 4984.50 4984.50 0.00 68865.81 1 4984.50 4104.57 879.93 64679.15 2 4984.50 4158.07 826.43 60437.92 3 4984.50 4212.26 772.24 56141.41 4 4984.50 4267.15 717.35 51788.92 5 4984.50 4322.77 661. 73 47379.69 6 4984.50 4379.11 605.39 42913.00 7 4984.50 4436.18 548.32 38388.10 8 4984.50 4493.99 490.51 33804.23 9 4984.50 4552.57 431. 93 29160.61 10 4984.50 4611.90 372.60 24456.47 11 4984.50 4672.01 312.49 19691.02 12 4984.50 4732.90 251. 60 14863.46 13 4984.50 4794.58 189.92 9972.99 14 4984.50 4857.07 127.43 5018.78 15 4984.50 4920.37 64.13 0.00 TOTALS: 79,752.00 72,500.00 7,252.00 LESSEE: City of Ocoee. Florida BY: TITLE: S. Scott Vandergrift Mavor DATE: . ....MD...., .,1IIIarY.", _J.~.llO"'_"" - ..at .~ fa.lWa~ If CIr ..., PAGE-l Agreement Noo_ EXIDBIT F ACCEPTANCE CERTIFICATE . The undersigned. as Lessee under the Municipal Lease-Purchase Agreement (the "Agreement") dated . 19~ with Liberty National Bank and Trust Company of Louisville C'Lessor"), acknowledges receipt in good condition of all of the Equipment described in the Agreement and in Exhibit D thereto this _ day of . 19--, and certifies that Lessor has fully and satisfactorily performed all of its covenants and obligations required under the Agreement. *** Lessee confIrms that the Commencement Date of the Agreement is and it will commence payments in accordance with Article VI of the Agreement. The undersigned officer of the Lessee hereby reaffums on behalf of the Lessee in all respects the covenants of the Lessee set forth in Article I of the Agreement and the representations in the certificate as to Arbitrage attached as Exhibit C to the Agreement, and represents that, to the best of his or her knowledge, information and belief, the expectations therein expressed were reasonable as of the Commencement Date, and that there were, and are as of the date on which they were made, and are reasonable as of the Commencement Date, no facts, estimates or circumstances other than those expressed therein that would materia1ly affect the expectations expressed therein. LESSEE: City of Ococc, Florida By: S. Scott Vandergrift Title: Mayor *** Notwithstanding the provisions set forth in the first paragraph above, Lessee hereby discloses to Lessor that the equipment de- scribed in the agreement and in the Exhibit D thereto is scheduled to be delivered on or before Upon receipt of of the equipment, Lessee will provide Lessor written confirmation of the date of receipt in good condition of all such equipment with all applicable serial and identification numbers. fIOIt"MD~CfI.Y 1r1'Hl CI1'Y OF OCCB. NIPIIlMD AI 10 POflMND&.-.....ny II till .,'" ..:!2 FOLEY a LAIlDNIR . If CIty All-., . . Agreement Noo_ EXlUBIT G ESSENTIAL USE/SOURCE OF FUNDS LETIER. TO: Liberty National Bank and Trost Company of Louisville RE: Municipal Lease-Purchase Agreement No. _ Gentlemen: Reference is made to certain Municipal Lease-Purchase Agreement Number . dated . between Liberty National Bank and Trost Company of Louisville, and City of Ocoee, Florida, leasing the personal property described in Exhibit D to such Lease. This confirms and afTums that such equipment is essential to the functions of the undersigned or to the service we provide to our citizens. Further, we have an immediate need for, and expect to make immediate use of, substantially all the Equipment, which need is not temporary or expected to diminish in the foreseeable future. The Equipment will be used by us only for the purpose of performing one or more of our governmental or proprietary functions consistent with the permissible scope of our authority. SpecifIcally, the Equipment was selected by us to be used as follows: Sincerely, City of Ocoee, Florida (Signature) S. Scott Vandergrift Date Mayor Title fQI...AND......~ ._CnYClF~ ..na._.lO....MD--.nY .. "If ~ flClLlYa~ .. CIty .-..., Agreement No._ EXHIBIT H AMENDMENT AGREEMENT NUMBER ONE . In consideration of the mutual covenants of the Lessor and Lessee pursuant to the Municipal Lease-Purchase Agreement No. _ dated (the "Lease") between Liberty National Bank: and Trust Company of Louisville C'Lessor") and City of Ocoee, Florida ("Lessee"), such Agreement is modified as follows: Lessee certifies that it reasonably anticipates that it and all of its subordinate entities will not issue more than $ 10,000,000 of "qualified tax-exempt obligations" (as that term is defmed in Section 265(b)(3XB) of the Internal Revenue Code of 1986 C'the Code")) during the calendar year 19i3. (the year in which the Lease is executed). Further, lessee hereby designates its obligations under the Lease as a "qualified tax-exempt obligation" in accordance with Section 265 (b X3XB) of the Code so that it is eligible for the exception contained in Section 265 (b X3) of the Code and further certifies for the purpose of the overall limitation of Section 265 (b )(3)(0) of the Code that it and its subordinate entities have not as of this date issued more than $10,000,000 of obligations which it has designated for these purposes. All terms contained herein not otherwise defmed shall have the same meaning as such terms are used and defmed in the Lease. Attached hereto is a completed Internal Revenue Service Form 8038-G, Information Return for Tax-Exempt Governmental Bond Issues, completed on behalf of the Lessee. IN WITNESS WHEREOF, the Lessee has caused this Agreement to be executed by its duly authorized officer on this the _ day of . 19'13 LESSEE: City of Ocoee, Florida By: Printed Name: S. Scott Vanderwift. Ml\vor (SEAL) A lTESf: Printed Name: Jean Grafton. City Clerk . faI...ND.....CllLy I'tTHI cnvo.ocaa )If ~_ AI 1Of'CIlII AID........, 1'~ ..... FOLlY '&.NaB .... If Clly AIlomer Agreement No._ INSURANCE COVERAGE REQUIREMENT TO: Liberty National Bank: and Trust Company of Louisville 312 South Fourth Avenue, Suite 400 Louisville, Kentucky 40202 . FR: City of Ocoee, Florida 150 North Lakeshore Drive Ocoee, Florida 34761 RE: INSURANCE COVERAGE REQUIREMENTS (Check one) o 1. In accordance with Section 8.03 of the Agreement, we have instructed the insurance agent named below (please fill in name, address and telephone number) NAME: ADDRESS: TELEPHONE: to issue: a. All Risk Physical Damage Insurance on the leased equipment evidenced by a Certificate of Insurance and Long Form Loss Payable Clause naming "Liberty National Bank: and Trust Company of Louisville" as Loss Payee. Coverage Required: Full Replacement Value b. Public Liability Insurance evidenced by a Certificate of Insurance naming Liberty National Bank: and Trust Company of Louisville" as an Additional Insured. Minimum Coverage Required: S500,OOO.OO per person S500,OOO.OO aggregate bodily injury liability SIOO,OOO.OO property damage liability o 2. Pursuant to Section 8.03 of the Agreement, we are self-insured for all risk. physical damage, and public liability and will provide proof of such self-insurance in letter form together with a copy of the statute authorizing this form of insurance. o 3. Proof of insurance coverage will be provided to Liberty National Bank: and Trust Company of Louisville prior to the time that the equipment is delivered to us. . By: S. Scott Vandergrift flOR..AND....au 1Y1HICllYar~ II'ffIDtID AI 1OI'ONINDLmMIIY .m ..,.. FOl.Et.~ Title: Mayor ... Dated: ., ClIy~ 380 6-93 3497-5 Form 8038-GC Information Return for Small Tax-Exempt Governmental Bond Issues, Leases, and Installment Sales ~ Under Internal Revenue Code section 14V(e) ~ For calendar year ending 1V ..... OMS No. 1s..5-0720 (Rev. May 1993l (Use Form 8038-Q If the Issue price of the Issue Is $100.000 or more.) Authori Check box if Amended Return ~ 0 2 ....... _pIoyw idenlific8lion numIMr 1--.- . Cit of Ocoee Florida 3 NumDer and atr_t (or P.O. box if /118~ is not deliv.lId to atr..t addreaI 150 N. Lakeshore Drive 4 34761 Aoomtsl,lIte 5 Issue price of small tax-exempt governmental obligations reported on this form. . . . . . 6 Check the box that most nearly approximates the weighted average maturity of the obligation(s): a QI Less than 5 years b 0 From 5 to 10 years e 0, More than 10 years 7 Check the box that most nearty approximates the weighted average interest rate on the obligation(s): a 0 Less than 5% b [3 From 5% to 10% e 0 More than 10% 8 Total issue price of the obligation(s) reported on line 5 that is/are: a Obligation(s) issued in the form of a lease or installment sale. . e Obllgation(s) issued to refund prior issues b Obligation(s) designated by the issuer under section 265(b)(3)(B)(Q(III) d Loans made from the proceeds of another tax-exempt obligation 9 Check box if issuer has elected to a a in lieu of rebate 8a 8b 8e 8d Unci.. penalll.- of peljury, I clecIare that I have __ined thia return and accompllllYin9 sc:IleduIes and statements. and to the beet of my knowledge and beliel. they _ true. COITec:t. .xi c:omplete. . . . . . . . . .0 Please Sign Here ~ Signat... of officer . General Instructions (Section references are to the Internal Rewnue Code unless otherwise noted.) Paperwork Reduction Act Notice We ask for the information on this form to carry out the Internal R8Yenue laws of the United States. You are required to give us the information. We need it to ensure that you are complying with theSe laws. The time needed to complete and file this form varies depending on individual circumstances. The estimated average time Is: Learning about the law or the form Preparing the form Copying, assembUng, and sendlft9 the form to the IRS . . 16 min. If you have comments concerning the _8ICcuracy of these time estimates or suggestions for making this form more simple. we would be happy to hear from you. 1 hr.. 40 min. 2 ht., 44 min. Date V ou can write to both the Internal Revenue Service, Attention: Reports Clearance OffICer. T:FP, Washington. DC 20224: and the OffIce of Management and BUdget, PaplNWOlk Reduction Project (1545-0720), Washington. DC 20503. DO NOT send the form to either of these offices. Instead, see Where To FOe on page 2. Purpose of Form Fonn 8038-GC is used by ISSUers of tax-exempt governmental obtigations to provide the IRS with the information required by section 149(e) and to monitor the requirements of sections 141 thr~h 150. Who Must Rle Issuers of tax-exempt governmental obligations with issue prices of less than $100.000 must file Fonn 8038-GC. Issuers of a tax-exempt governmental obHgation with an issue price of $100.000 or more rnJst file Fonn 8038.Q, Information Retum for Tax-Exempt Governmental Obligations. ~ S. Scott Vandergrift , Type or print name and title Filing a separate retum.-Issuers have the option to file a separate Form 8038-GC for any tax-exempt governmental obligation with an issue price of less than $100.000. However. an issuer of a tax-exempt bond used to finance construction expenditures rnJst file a separate Form 8D38-GC for each issue to give notice to the IRS that an election was made to pay a penalty in lieu of artlitrage rebate (see line 9 instructions). FHlng a consoOdated return.-For all tax-exempt governmental obligations with issue prices of less than $100,000 that are not reported on a separate Form 8038-GC. an issuer n'lJst file a consolidated information retum including all such issues ISSUed within the calendar year. Thus, an issuer may file a separate Form 8038-GC for each of a number of small issues and report the remainder of small issues issued during the calendar year on one. consolidated Form 8038-GC; but a separate Form 8038-GC must be filed to give the IRS notice of the election to pay a penalty in lieu of artlitrage rebate. Cat. No. 641088 Form 8038-GC (Rev. 5-93) ~ I A II: Ur- r-LU"'UA UNIFORM COMMERCIAL CODE - FINANCING STATEMENT - FORM UCC.1 REV. 1981 THIS FINANCING STATEMENT is presented to a filing officer fOf' filing pursuant to the Uniform Commercial Code: )( o III IE: w l1. w :2 <C Z w Z o >- ... z o DEBTOR (LoI N....e FlrSI il . Person) THIS SPACE FOR USE OF FILING OFFICER NAME City Of CCoee, Florida D.le, Time, Number .. Flllno Ollice 1A MAILING ADDRESS 150 N. Lakeshore Drive CITY CCoee STATE FL 34761 MULTIPLE DEBTOR (IF ANY) (Lasl N.me Flrsl if a Personl NAME .ILING ADDRESS CITY STATE MULTIPLE DEBTOR (IF ANY) (Last Name FirSI il. Person) NAME 1C MAILING ADDRESS CITY STATE SECURED PARTY (LoI N.m. FirSI il . Person) NAME Liberty National Bank & Trust Co. 2A MAILING ADDRESS SUite 400 312 S. Fourth Ave. I CITY Louisville STATE KY 40202 MULTIPLE SECURED PARTY (IF ANY) (La'1 N....a Flr.t if . P.rson) NAME 28 MAILING ADDRESS AUDIT UPOATE CITY STATE ASSIGNEE OF SECURED PARTY (IF ANY) (Lall N....a Fltsl if. Person) VALIDATION INFORMATION NAME 3 MAILING ADDRESS CITY STATE 4. This FINANCING STATEMENT coyars thalollowinO type. or itam. 01 property lincluda de.cnprion of _I pro~y on which IO"IH and ow..., of 'ecord when requi'edt, II more spac. is requi'ed. .nach acldlllonal sneel' a ~. . 11', "'!HIS IS FOR INFORMATICNAL PURPOSFS CNLY. '!HIS OOES NO!' CREA'm A " IE: SOCtJRITY INTEREST IN 'IEE ProPERIY. w IE: <C l1. w (1) 1992 IJenq;>ster PCY-C Recycling Truck IE: l1. ... VTN~ 0 5. 17. 1ll Procaads 01 coll.tar.1 are covered .s provided in Secllon. 179,203 and 179,301, F,S, No, 01 addlllonal Sheets pra.."led: w IE: 6. 0 0 0 Flied with: 0 8. <C (Check D) 0 All docum.ntary st....p tu.. due .nd p.yable or to becOme due .nd payabla pursuanllo Section 201,22. F,S.. have been paid, 0 Z o FlOrida Documantary SI....p Tu is not requl'ed, <C w 9. This S1alement i. lIIed withoul tha dalltor's Slonature to perfect a security inte...t in cOllare'al (Check 0 if Sol 10. (Check 0 il sol :2 <C Z o already sub/ect to a security interest in .nother jurlsdlcllon when it was brouOht into this stata or dalltor', o Dalltor ia a tran....ltllno utility location chanoed to thl. S1ale, o Products 01 collateral are covered .' which is proceed. oltha orlolnal coll.ter.1 de.cribed .ba.. in which a security interall was perfected. a. to which tha IIlInO h.s I.p.ed, ' 11. SIGNATURE(S) OF DEBTOR(S) c~r;y OI: ----- o 'CQuired alter a ch.noe 01 n.me, ,denlity, or corpor.te structure 01 the o debtor or 0 secured pany 13. Relum copy 10: -5y: NAME T' "1",...; /"\"'" 1 T" r 3. SCott Vandergrift/Mayor ADDRESS 'D n . Q/"\v .( '..1"'1111 12. SIGNATURElS) OF SECURED PARTY(IESI OR ASSIGNEE CITY T r111; ,,'n; 1 1 "" STATE rrv ZIP CODE A^^_^ al '/ "1..1 * * (1) Filir,q Ollocer Copy STANDARD FORM - FORM UCC.1 ApproYed by Secretary of Slate, State 01 ~Io"a~ (2) Filing Olllcer ACknowledgment Copy (3) Origin.tor/Secured P.rty Copy (4) Originalor'Debtor Copy * *