HomeMy WebLinkAboutResolution 90-11
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A RESOLUTION AMENDING A RESOLUTION ENTITLED: "A
RESOLUTION OF THE CITY COMMISSION OF THE CITY OF OCOEE,
FLORIDA, AUTHORIZING THE REFUNDING OF CERTAIN PRESENTLY
OUTSTANDING OBLIGATIONS OF THE CITY OF OCOEE, FLORIDA;
AUTHORIZING THE ACQUISITION OF RIGHTS-OF-WAY, DESIGN,
CONSTRUCTION, PAVING AND IMPROVEMENT OF CERTAIN STREETS
AND INTERSECTIONS WITHIN AND WITHOUT THE CITY LIMITS OF
THE CITY OF OCOEE, FLORIDA; AUTHORIZING THE ISSUANCE OF
NOT EXCEEDING $7,000,000 TRANSPORTATION REFUNDING AND
IMPROVEMENT REVENUE BONDS OF THE CITY TO BE APPLIED TO
REFUND THE PRINCIPAL, INTEREST, AND REDEMPTION PREMIUM,
IF ANY, IN RESPECT TO SUCH PRESENTLY OUTSTANDING OBLIGA-
TIONS AND TO FINANCE THE COST OF SUCH PROJECT; PLEDGING
REVENUES DERIVED FROM THE LOCAL OPTION GAS TAX, THE
PUBLIC SERVICE TAXES AND CERTAIN INVESTMENT EARNINGS FOR
THE PAYMENT OF SAID BONDS; FURTHER PLEDGING AMOUNTS ON
DEPOSIT IN THE DEBT SERVICE FUND AND THE CONSTRUCTION
FUND CREATED PURSUANT TO THIS RESOLUTION; PROVIDING FOR
THE RELEASE AND EXTINGUISHMENT OF THE LIEN ON SUCH PUBLIC
SERVICE TAXES; MAKING CERTAIN COVENANTS AND AGREEMENTS
IN CONNECTION THEREWITH; PROVIDING FOR THE SEVERABILITY
OF INVALID PROVISIONS; PROVIDING FOR THE REPEAL OF ANY
RESOLUTIONS IN CONFLICT WITH THE PROVISIONS OF THIS
RESOLUTION; PROVIDING CERTAIN OTHER MATTERS IN CONNECTION
THEREWITH; AND PROVIDING AN EFFECTIVE DATE." BY AMENDING
SECTIONS 10, 16E, 18B(1) (d), 18C, 18E AND 29 THEREOF; AND
PROVIDING AN EFFECTIVE DATE.
RESOLUTION NO. 90-11
WHEREAS, the City of Ocoee, Florida (the "Issuer") on August
21, 1990, adopted Resolution No. 90-08 (the "Resolution")
authorizing the issuance of not to exceed $7,000,000 Transportation
Refunding and Improvement Revenue Bonds; and
WHEREAS, the Issuer has determined that it is necessary to
amend the Resolution.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE
CITY OF OCOEE, FLORIDA, AS FOLLOWS:
SECTION 1. section 10 of the Resolution is hereby amended to
read as follows:
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SECTION 10. EXCHANGE OF SERIES 1990 BONDS. Any
Series 1990 Bond, upon surrender thereof at the principal
corporate trust office of the Registrar (or if the Clerk
is the Registrar, at the office of the Clerk), together
with an assignment duly executed by the Bondholder or his
attorney or legal representative in such form as shall
be satisfactory to the Registrar, may, at the option of
the Bondholder, be exchanged for an aggregate principal
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amount of Series 1990 Bonds equal to the principal amount
and of the same maturity and type of the Series 1990 Bond
or Series 1990 Bonds so surrendered.
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The Registrar shall make provision for the exchange
of Bonds at the principal corporate trust office of the
Registrar (or if the Clerk is the Registrar, at the
office of the Clerk).
SECTION 2. section 16E of the Resolution is hereby amended
to read as follows:
E. The balance of the Series 1990 Bond proceeds
after providing for the payments required by A, B, C and
D above, shall be deposited to the "City of Ocoee
Transportation Refunding and Improvement Revenue Bond
Construction Fund" which fund is hereby created and
established and which may be used for the purposes set
forth herein. Such Construction Fund shall constitute
a trust fund and shall be used solely (i) to pay the cost
of the Series 1990 Project, including the reimbursement
to the Issuer of moneys spent on the Series 1990 Project
in anticipation of the sale of and the issuance of the
Series 1990 Bonds and (ii) to make required deposits to
the Debt Service Fund in the event sufficient funds are
not on deposit therein on the required dates. The Issuer
agrees and covenants to commence and proceed with
reasonable diligence and in good faith to complete the
construction of the Series 1990 Project. Upon the
completion of the Series 1990 Project, excess moneys on
deposi t in the Construction Fund may be used by the
Issuer for any lawful purpose and shall be free from the
pledge thereof and the lien thereon in favor of the
Holders of the Bonds; provided that in the event the
Issuer purposes to use amounts on deposit in the
Construction Fund for other than a transportation
project, as defined in Section 336.025(7), Florida
Statutes, the Issuer shall have first received an opinion
of Bond Counsel to the effect that such use will not in
and by itself, cause the interest on the Series 1990
Bonds to be included in the gross income of the Holders
of such Series 1990 Bonds for purposes of Federal income
taxation.
SECTION 3. section 18B (1) (d) of the Resolution is hereby
amended to read as follows:
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(d) The Issuer will initially provide for the
Reserve Requirement for the Series 1990 Bonds by the
purchase of a surety bond from MBIA pursuant to the terms
of a Financial Guaranty Agreement between MBIA and the
Issuer, the form of which shall be approved by subsequent
resolution of the Issuer. The Issuer shall next deposit
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from moneys remaining in the Revenue Fund an amount, if
any, required by each resolution authorizing the issuance
of each series of Bonds into each subaccount within the
Reserve Account. Any withdrawals from any subaccount in
the Reserve Account shall be subsequently restored from
the first moneys available in the Revenue Fund, on a pro
rata basis as to all subaccounts in the Reserve Account,
after all current applications and allocations to the
Debt Service Fund, including all deficiencies for prior
payments have been made in full. Notwithstanding any
provision of this Resolution to the contrary, in no event
shall the Issuer be required to deposit cash or moneys
into any subaccount in the Reserve Account in an amount
greater than that amount necessary to ensure that the
difference between the Reserve Requirement for the series
of Bonds for which such subaccount was established and
the amounts on deposit in such subaccount on the date of
calculation shall be restored not later than sixty (60)
months after the initial date of such deficiency (assum-
ing equal monthly payments into such account for such
sixty (60) month period). The Issuer may provide that
the difference between the amounts on deposit in such
subaccount and the Reserve Requirement for such series
of Bonds shall be an amount covered by obtaining bond
insurance issued by a reputable and recognized munici-
pal bond insurer, by a surety bond, by a letter of credit
or any combination thereof or by such other form of
credit enhancement as shall be approved by subsequent
resolution of the Issuer authorizing the series of Bonds
for which such subaccount is established. In the event
a subaccount in the Reserve Account is funded with a
combination of credit enhancements, any drawings will be
on a pro rata basis. Such resolution may also provide
for the substitution or replacement of such credit
enhancement or of amounts on deposit in such subaccount.
Moneys or other security on deposit in each respective
subaccount in the Reserve Account shall only be applied
for payment of principal of, redemption premium, if any,
or interest on the Outstanding series of Bonds for which
such subaccount was established and for no other series
of Bonds. Investments on deposit in each subaccount in
the Reserve Account shall be valued as determined by the
resolution authorizing such series of Bonds for which
such subaccount was established. Investments, if any,
on deposit in the subaccount in the Reserve Account
established for the Series 1990 Bonds shall be valued at
cost. In the event of the refunding of any series of
Bonds, the Issuer may withdraw from the subaccount within
the Reserve Account for such series of Bonds, all or any
portion of the amounts accumulated therein with respect
to the Bonds being refunded and deposit such amounts as
required by the resolution authorizing the refunding of
such series of Bonds; provided that such withdrawal shall
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not be made unless (a) immediately thereafter the Bonds
being refunded shall be deemed to have been paid pursuant
to section 28, and (b) the amount remaining in such
subaccount after giving effect to the issuance of such
refunding obligations and the disposition of the proceeds
thereof shall not be less than the Reserve Requirement
for any Bonds of that series then outstanding.
Cash, if any, on deposit in the subaccount in the
Reserve Account established for the Series 1990 Bonds
will be drawn down completely before any demand is made
on the surety bond. In the event it is necessary to draw
on the surety bond, the Paying Agent will deliver a
demand for payment at least three days prior to the date
on which funds are required. The Paying Agent will
maintain accurate records, verified by MBIA as to the
amount available to be drawn under the surety bond and
as to the amounts paid and owing to MBIA under the terms
of the Financial Guaranty Agreement. Any amounts owing
to MBIA under the Financial Guaranty Agreement will be
reimbursed before cash is replenished in the subaccount
in the Reserve Account established for the Series 1990
Bonds.
The Issuer agrees to payor to cause to be paid,
solely from the Pledged Revenues (which pledge shall be
junior, inferior and subordinate in all respects to the
lien thereon in favor of the Holders of the Bonds and the
holders of any Public Service Tax Obligations), all
amounts, including interest due thereon, due MBIA under
the terms of the Financial Guaranty Agreement. All such
amounts due MBIA must be paid before this Resolution can
be defeased pursuant to section 28 of this Resolution.
There may be no optional redemption or refunding of Bonds
or distribution of Pledged Revenues to the Issuer unless
all amounts owed to MBIA under the terms of the Financial
Guaranty Agreement have been paid.
SECTION 4. section l8C of the Resolution is hereby amended
to read as follows:
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C. ISSUANCE OF OTHER OBLIGATIONS. The Issuer
shall issue no bonds or obligations of any kind or nature
payable from or enjoying a lien on the Pledged Revenues
if such obligations have priority over the Series 1990
Bonds with respect to payment or lien, nor shall the
Issuer create or cause or permit to be created any debt,
lien, pledge, assignment, encumbrance or other charge
having priority to or being on a parity with the lien of
the Series 1990 Bonds upon said Pledged Revenues;
provided, however, the Issuer may issue Additional Parity
Obligations under the conditions and in the manner pro-
vided in section 18D hereof and may issue Public Service
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Tax Obligations under the conditions and in the manner
provided in Section 18E hereof. Any obligations of the
Issuer, other than the Series 1990 Bonds, Additional
Parity Obligations and Public Service Tax Obligations,
which are payable from the Pledged Revenues shall contain
an express statement that such obligations are junior and
subordinate in all respect to the Bonds and the Public
Service Tax Obligations as to lien on and source and
security for payment from such Pledged Revenues.
SECTION 5. section 18E of the Resolution is hereby amended
to read as follows:
E. ISSUANCE OF PUBLIC SERVICE TAX OBLIGATIONS. The
Issuer may issue Public Service Tax Obligations which
shall be payable on a parity with all Public Service
Taxes required to be deposited to the Debt Service Fund
hereunder upon the conditions and in the manner herein
provided:
(1) There shall be obtained and filed with the
Issuer an opinion or a certificate of an independent
certified public accountant to the effect that the
historical Local Option Gas Taxes and Public Service
Taxes (adjusted as provided below) received by the
Issuer during (i) the Fiscal Year immediately
preceding the Fiscal Year in which the Public
Service Tax Obligations are proposed to be issued
or (ii) two of the last three full Fiscal Years
immediately preceding the Fiscal Year in which the
Public Service Tax Obligations are proposed to be
issued shall have been equal to not less than 135%
of the Maximum Bond Service Requirement on all
outstanding Bonds.
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(2) There shall be obtained and filed with the
Issuer an opinion or a certificate of an independent
certified public accountant to the effect that the
portion of the historical Public Service Taxes
(adjusted as provided below) received by the Issuer
during (i) the Fiscal Year immediately preceding
the Fiscal Year in which the Public Service Tax
Obligations are proposed to be issued or (ii) two
of the last three Fiscal Years immediately preceding
the Fiscal Year in which the Public Service Tax
Obligations are proposed to be issued and not
required to be used to provide the coverage require-
ments set forth in (1) above shall have been equal
to not less than 120% of the maximum annual debt
service requirement on any outstanding Public
Service Tax Obligations and the Public Service Tax
obligations with respect to which such certificate
is made.
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(3) The Local option Gas Tax and Public
Service Taxes for such period may be adjusted to
include the estimated Local option Gas Tax or Public
Service Taxes, as applicable, as certified or opined
to by an independent certified public accountant,
that the Issuer would have received from areas that
the Issuer has annexed prior to the issuance of the
Public Service Tax Obligations and not fully
reflected in such period.
(4) The Local option Gas Tax and the Public
Service Taxes for such period may be adjusted to
include the estimated Local Option Gas Tax or Public
Service Taxes, as applicable, as certified or opined
to by an independent certified public accountant,
that the Issuer would have received during such
period due to increase in the rate or rates or a
modification in the method of distribution of such
taxes effected during such period and not fully
reflected in such period.
(5) An independent certified public accountant
shall certify or opine at the time of issuance of
the Public Service Tax Obligations that no Event of
Default, as defined in section 19, exists hereunder.
No Public Service Tax obligations with interest pay-
able at a variable rate may be issued without the consent
of MBIA so long as the Municipal Bond Insurance Policy
with respect to the Series 1990 Bonds shall be in effect
and MBIA shall not be in default thereunder.
No Public Service Tax Obligations may be issued
which include the power to accelerate the principal of
and the redemption premiums, if any, on such Public
Service Tax Obligations for so long as Bonds shall be
Outstanding under this Resolution.
Upon the release and extinguishment of the lien
created hereunder on the Public Service Taxes, as more
fully set forth in Section 18K hereof, this section shall
be of no further force and effect.
SECTION 6. section 29 of the Resolution is hereby amended to
read as follows:
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SECTION 29. TAX COVENANT. No use will be made of
the proceeds of the Series 1990 Bonds which, if such use
were reasonably expected on the date of issuance of the
Series 1990 Bonds, would cause the same to be "arbitrage
bonds" within the meaning of the Internal Revenue Code
of 1986, as amended. The Issuer at all times while the
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Series 1990 Bonds and the interest thereon are outstand-
ing will comply with the requirements of the Internal
Revenue Code of 1986, as amended, and any valid and
applicable rules and regulations promulgated thereunder
necessary to maintain the exclusion of the interest on
the Series 1990 Bonds from federal gross income including
the creation of any rebate funds or other funds and/or
accounts required in that regard.
The Issuer shall at all times do and perform all
acts and things permitted by law and this Resolution
which are necessary or desirable in order to assure that
interest paid on the Series 1990 Bonds will be excluded
from gross income for federal income tax purposes and
shall take no action that would result in such interest
not being excluded from gross income for federal income
tax purposes.
In order to insure compliance with the rebate
provisions of section 148(f) of the Code with respect to
the Series 1990 Bonds the Issuer hereby creates the
Rebate Fund to be held by the Issuer. The Rebate Fund
need not be maintained if the Issuer shall have received
an opinion of Bond Counsel to the effect that failure to
create the Rebate Fund shall not adversely affect the
exclusion of interest on such Series 1990 Bonds from
gross income for purposes of Federal income taxation.
Moneys in the Rebate Fund shall not be considered Pledged
Revenues and shall not be pledged in any manner for the
benefit of the holders of the Series 1990 Bonds. Moneys
in the Rebate Fund (including earnings and deposits
therein) shall be held for future payment to the united
States Government as required by the united States
Treasury Regulations and as set forth in instructions of
Bond Counsel delivered to the Issuer upon issuance of the
Series 1990 Bonds.
Notwithstanding any provision of this Resolution to
the contrary, to the extent the Issuer is required to
make deposits to the Rebate Fund, such amounts may be
taken from any fund or account created hereunder.
SECTION 7. Except as amended by this resolution, Resolution
No. 90-08 shall remain in full force and effect.
SECTION 8. The provisions of this resolution shall take
effect immediately upon its passing.
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PASSED AND ADOPTED by the City Commission of the City of
Ocoee, Florida, on this 3~ day of August, 1990.
ATTEST:
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(SEAL)
FOR USE AND RELIANCE ONLY
BY THE CITY OF OCOEE,
APPROVED AS TO FORM AND
LEGALITY, this 30""'-
day of August, 1990
FOLEY & LARDNER, VAN DEN BERG,
GAY, BURKE, WILSON & ARKIN
APPROVED:
CITY OF OCOEE, FLORIDA
~aYor
APPROVED BY THE OCOEE CITY
COMMISSION AT A MEETING HELD
ON August 30, 1990 -
UNDER AGENDA ITEM NO.JL ~
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