HomeMy WebLinkAboutItem VI (F) Resolution No 92-21, Approving the Lease Purchase of 2 1992 Lodal EVO-MAG-20TS Refuse Collection Trucks at a cost of $14,716.71 Each Quarter and Authorizing Mayor and City Clerk to Execute all Necessary Documents AGENDA 10-6-92
"CENTER OF GOOD LIVING-PRIDE OF WEST ORANGE" Item VI F
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0 ° CITY OF OCOEE RUCOMMISSIONERS
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4 150 N.LAKESHORE DRIVE PAUL W.FOSTER
v 0 OCOEE FLORIDA 34761
C-5 (407)656-2322 VERN COMBS
�, SAM WOODSON
OF G000 ,` CITY MANAGER
ELLIS SHAPIRO
MEMORANDUM
TO: The Tioihorable Mayor and Board of City
Commissioners S
FROM: Montye Beamer, Director of Administrative Services _
DA1E . October n , 1792
RE : LEASE-PURCHASE AGREEMENT - TWO 1992 LODAL EVO-MAG-20TS
(SOLID WASTE)
The budget as adopted for FY 93 lists the lease-purchase of two
side-load refuse 1:011e1:t10ih trucks for solid waste . V!1 October 2 ,
1992 , the City Manager authorized standardization on Lodal EVO-MAG-
2 1S orange in color and from the only supplier in Florida . This
was based upon sales demonstrations/brochures , discussions with
other municipalities ' solid waste departments , on-site inspections
and Titusville ' s competitive bidding process/standardization
procedure . All back-up documentation 1s available 111 the Finance
Department .
The total cost for LWJ ( G ) 1771 Lodal r,VV-1'lAG-2010 side-loaders 1S
$212 , 700 . The lease-purchase plan found to be most cost-saving is
through Liberty National Leasing Company, a company utilized by
Container Systems and Equipment Co . , Inc . (currently ently the sole
source for Lodals as cited above ) . With a term of 4 years and an
interest rate of 5 . 57% the quarterly payment will be $14 , 716 . 71 .
$3 ,866 . 84
These represent payments in advance and would cost over
the budgeted amount of $55 , 000 . 00 . There will be cash carried
forward from FY 92 to offset the increase . The 5 . 57% represents an
extremely competitive interest rate .
The attached Resolution 72-21 written so expeditiously by the City
Attorney will dllOW the final paperwork U11 L11e leasing agreement . to
be accomplished before the October. 20 , 1992 , City Commission
meeting. Because of the ever-increasing problems with the present
equipment it is imperative that this be al ted upon as quickly as
possible . Any changes to the agreement incorporated into the
Resolution
will not be substantial in nature; such changes will be
reviewed by the City Attorney before all documents are finalized.
Action Requested
The Mayor and Board of City Commissioners ( 1 ) approve the four-year
lease purchase of two 1992 Lodal EVO-MAG-2OTS refuse collection
trucks at a cost of $14 , 716 . 71 paid in advance of each quarter, ( 2 )
approve Resolution 92-21 , and ( 3 ) authorize the Mayor and City
Clerk to execute all iheeessdry documents .
1i1EB: 1dg
Attachment
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10/02/92 09:28 $407 648 1743 FOLEY & LARDNER Z 002/003
RESOLUTION NO. 92- 21
A RESOLUTION OF THE CITY OF OCOEE, FLORIDA APPROVING AN
EQUIPMENT LEASE/PURCHASE AGREEMENT AND DESIGNATING IT AS
A QUALIFIED TAX-EXEMPT OBLIGATION
RESOLVED, that this City enter into a certain Municipal
Lease-Purchase Agreement with LIBERTY NATIONAL LEASING COMPANY
(hereinafter called "Lessor") in substantially the form attached
hereto and by this reference made a part hereof (the "Equipment
Lease") and that this City lease equipment from Lessor pursuant to
the terms of such Equipment Lease; and that the Mayor and the City
clerk of this City be and hereby are authorized and directed in the
name and on behalf of this City to execute the Equipment Lease with
Lessor in substantially the form presented at this meeting, with
such changes therein and additions thereto as shall be approved by
such officers who execute the same, and such execution shall be
conclusive evidence that each such document so executed has been
authorized and approved by this vote.
FURTHER RESOLVED, that the City Commission of the City of
Ocoee, Florida finds that a true and very real need exists for the
acquisition of the Equipment described in the Equipment Lease and
that such acquisition is in the best interests of the City of
Ocoee.
FURTHER RESOLVED, that the City Commission of the City of
Ocoee, Florida finds that the City of Ocoee has taken the necessary
steps, including compliance with any applicable legal bidding
requirements, under applicable law to arrange for the acquisition
of such equipment.
FURTHER RESOLVED, that the obligations of the City under
the Equipment Lease be hereby designated, pursuant to Section
265 (b) (3) (D) of the Internal Revenue Code of 1986, as amended
(hereinafter called the "Code") , as comprising a portion of the
$20, 000, 000. 00 in aggregate issues which may be designated as
"Qualified Tax-Exempt Obligations" eligible for the exception to
the general rule of the Code which provides for a total
disallowance of a deduction for interest expense allocable to the
carrying of tax-exempt obligations.
FURTHER RESOLVED, that the Mayor and the City Clerk of
this City be and hereby are authorized to execute and deliver such
other instruments and take such other actions as they shall deem
necessary and desirable for the purpose of carrying out these
resolutions and consummating the transactions contemplated by the
Equipment Lease.
FURTHER RESOLVED, that the foregoing resolutions shall
remain in full force and effect until written notice of their
amendment or rescission shall have been received by Lessor and that
10/02/92 09:29 $407 648 1743 FOLEY & LARDNER X003/003
receipt of such notice shall not affect any action taken by Lessor
prior thereto.
FURTHER RESOLVED, that the Clerk of this City be and
hereby is authorized and directed to certify to the Lessor the
foregoing resolutions- and that the provisions thereof are in
conformity with the charter of this City.
PASSED AND ADOPTED this day of , 1992.
APPROVED:
ATTEST: CITY OF OCOEE, FLORIDA
Jean Grafton, City Clerk Lester Dabbs, Jr. , Mayor
(SEAL)
P011 USE AND RELIANCE ONLY BY
THE CITY OF OCOEE, FLORIDA.
APPROVED AS TO FORM AND LEGALITY
this day of , 1992 .
FOLEY 9 LARDNER APPROVED BY THE OCOEE CITY
COMMISSION AT A MEETING
=+DON , 1992
By: UNDER AGENDA ITEM NO.
City Attorney
CAWP111170C OCOVEQUTPU RESI 10111921 GU NYElrEELrp
ATTACHMENT TO RESOLUTION 92-21
Agreement No.
MUNICIPAL LEASE-PURCHASE AGREEMENT
LESSOR: 1-
- 2—
,1
LESSEE: 4-
5—
This Municipal Lease-Purchase Agreement (the "Agreement")entered into between 1— ("Lessor"), and 4—
("Lessee"), a body corporate and politic duly organized and existing under the laws of the State of 6— ("State");
WITNESSETH:
WHEREAS,Lessor desires to lease the Equipment,as hereinafter defined, to Lessee,and Lessee desires to lease
the Equipment from Lessor,subject to the terms and conditions of and for the purposes set forth in this Agreement; and
WHEREAS, Lessee is authorized under the Constitution and laws of the State to enter into this Agreement for the
purposes set forth herein;
NOW, THEREFORE, for and in consideration of the premises hereinafter contained, the parties hereby agree as
follows:
ARTICLE I
COVENANTS OF LESSEE
Lessee represents, covenants and warrants, for the benefit of Lessor and its assignees, as follows:
(a) Lessee is a public body, corporate and politic, duly organized and existing under the Constitution and laws of the
State.
(b) Lessee will do or cause to be done all things necessary to preserve and keep in full force and effect its existence
as a body, corporate and politic.
(c) Lessee is authorized under the Constitution and laws of the State to enter into this Agreement and the
transaction contemplated hereby, and to perform all of its obligations hereunder.
(d) Lessee has been duly authorized to execute and deliver this Agreement under the terms and provisions of the
resolution of its governing body, attached hereto as Exhibit A, or by other appropriate official approval, and further
represents,covenants and warrants that all requirements have been met,and procedures have occurred in order to ensure the
enforceability of this Agreement,and Lessee has complied with such public bidding requirements as may be applicable to this
Agreement and the acquisition by Lessee of the Equipment hereunder. Lessee shall cause to be executed an opinion of its
counsel substantially in the form attached hereto as Exhibit B.
(e) During the term of this Agreement, the Equipment will be used by Lessee only for the purpose of performing
one or more essential governmental or proprietary functions of Lessee consistent with the permissible scope of Lessee's
authority and will not be used in a trade or business of any person or entity other than the Lessee.
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Agreement No.
(f) During the period this Agreement is in force,Lessee will annually provide Lessor with such current financial
statements, budgets,proof of appropriation for ensuing fiscal year and such other financial information relating to the decision
of Lessee to continue this Agreement as may be reasonably requested by Lessor or its assignee.
(g) The Equipment will have a useful life in the hands of the Lessee that is substantially in excess of the Original
Term and all Renewal Terms.
(h) The Equipment is, and during the period of this Agreement is in force will remain, personal property and when
subjected to use by the Lessee under this Agreement,will not be or become fixtures.
ARTICLE II
DEFINITIONS
The following terms will have the meanings indicated below unless the context clearly requires otherwise:
"Agreement" means this Municipal Lease-Purchase Agreement, including the Exhibits attached hereto,as the same
may be supplemented or amended from time to time in accordance with the terms hereof.
"Commencement Date" is the date when the term of this Agreement begins and Lessee's obligation to pay rent
accrues,which date shall be the date on which the Equipment is accepted by Lessee as indicated on the Certificate of
Acceptance attached hereto as Exhibit F.
"Equipment" means the property described in Exhibit D and which is the subject of this Agreement.
"Lease Term" means the Original Term and all Renewal Terms provided for in this Agreement under Section 4.01.
"Lessee"means the entity which is described in the first paragraph of this Agreement and which is leasing the
Equipment from Lessor under the provisions of this Agreement.
"Lessor" means (i) Liberty National Bank &Trust Company of Louisville, acting as Lessor hereunder; (ii) any
surviving resulting or transferee corporation; and (iii) except where the context requires otherwise, any assignee(s)of Lessor.
"Original Term" means the period from the Commencement Date until the end of the fiscal year of Lessee in effect
at the Commencement Date.
"Purchase Price" means the amount indicated with respect to any date after payment of all Rental Payments
(defined below)due through such date, all as set forth in Exhibit E hereto, or Supplemental Exhibit E hereto,as the case may
be.
"Renewal Terms" means the automatic renewal terms of this Agreement as provided for in Article IV of this
Agreement,each having a duration of one year and a term co-extensive with the Lessee's fiscal year except the last of such
automatic renewal terms which shall end on the due date of the last Rental Payment set forth in Exhibit E to this Agreement.
"Rental Payments" means the basic rental payments payable by Lessee pursuant to the provisions of this Agreement
during the Lease Term, payable in consideration of the right of Lessee to use the Equipment during the then current portion
of the Lease Term. Rental Payments shall be payable by Lessee to the Lessor or its assignee in the amounts and at the times
during the Lease Term, as set forth in Exhibit E of this Agreement.
"Vendor" means the manufacturer of the Equipment as well as the agents or dealers of the manufacturer from
whom Lessor purchased or is purchasing the Equipment.
ARTICLE III
LEASE OF EQUIPMENT
Lessor hereby demises, leases and lets to Lessee,and Lessee rents, leases and hires from Lessor, the Equipment, in
accordance with the provision of this Agreement, to have and to hold for the Lease Term.
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Agreement No.
ARTICLE IV
LEASE TERM
Section 4.01. Commencement of Lease Term. The Original Term of this Agreement shall commence on the
Commencement Date as indicated in Exhibit F and shall terminate on the last day of Lessee's current fiscal year. Lessee may
renew this Agreement beyond the expiration of the Original Term,or beyond the expiration of any subsequent Renewal
Term, up to the number of additional fiscal years provided in Schedule E of this Agreement by appropriating sufficient funds
to make scheduled Rental Payments for the ensuing fiscal year(each a "Renewal Term"). Terms and conditions during any
Renewal Term shall be the same as the terms and conditions during the Original Term, except that the Rental Payments shall
be as provided in Exhibit E of this Agreement.
Section 4.02. Termination of Lease Term. The Lease Term will terminate upon the earliest of any of the following
events:
(a) The expiration of the final Renewal Term of this Agreement and the payment by Lessee of all Rental Payments
authorized or required to be paid by Lessee hereunder;
(b) The nonrenewal of this Agreement in the event of nonappropriation of funds pursuant to Section 6.06;
(c) The exercise of Lessee of the option to purchase the Equipment before expiration of this Agreement granted
under the provisions of Articles IX or XI of this Agreement; or
(d) A default by Lessee and Lessor's election to terminate this Agreement under Article XIII.
Section 4.03. Return of Equipment on Termination. Upon expiration or earlier termination of the Original Term
or any Renewal Term under any provision of this Agreement at time when Lessee does not exercise its option to purchase the
Equipment granted under the provisions of Articles IX or XI of this Agreement, Lessee hereby agrees to deliver the
Equipment to Lessor packaged or otherwise prepared in a manner suitable for shipment by truck or rail common carrier at a
location specified by Lessor.
ARTICLE V
ENJOYMENT OF EQUIPMENT
Lessor hereby covenants to provide Lessee during the Lease Term with quiet use and enjoyment of the Equipment,
and Lessee shall during the Lease Term peaceably and quietly have and hold and enjoy the Equipment,without suit, trouble
or hindrance from Lessor, except as expressly set forth in this Agreement.
Lessor shall have the right at all reasonable times during business hours to enter into and upon the property of
Lessee for the purpose of inspecting the Equipment.
ARTICLE VI
RENTAL PAYMENTS
Section 6.01. Rental Payments to Constitute a Current Expense of Lessee. Lessor and Lessee understand and
intend that the obligation of Lessee to pay Rental Payments hereunder shall constitute a current expense of Lessee out of its
available non-ad valorem revenues and shall not in any way be construed to be a debt of Lessee in contravention of any
applicable constitutional or statutory limitations or requirements concerning the creation of indebtedness by Lessee. Nothing
contained herein shall constitute a pledge of the Lessee's general tax revenues, funds or monies.
Section 6.02. Payment of Rental Payments. During the Original Term and during each Renewal Term elected by
Lessee, Lessee shall pay Rental Payments, exclusively from legally available funds, in lawful money of the United States of
America to Lessor or,in the event of assignment by Lessor, to its assignee, in the amounts and on the dates set forth in
Exhibit E hereto. Rental Payments shall be in consideration for Lessee's use of the Equipment during the applicable year in
which such payments are due.
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Agreement No.
Section 6.03. Interest and Principal Components. A portion of each Lease Rental Payment is paid as, represents
payment of, interest,and the balance of each Rental Payment is paid as, and represents payment of principal. Exhibit E
hereto sets forth the interest component and the principal component of each Rental Payment during the Lease Term.
Section 6.04. Rental Payments to be Unconditional. During the Original Term and during each Renewal Term
elected by Lessee, the obligations of Lessee to make payment of the Rental Payments required under this Article VI and
other sections hereof and to perform and observe the covenants and agreements contained herein shall be absolute and
unconditional in all events, except as expressly provided under this Agreement. Notwithstanding any dispute between Lessee
and Lessor,any Vendor or any other person,Lessee agrees to pay all Rental Payments when due and shall not withhold any
Rental Payments pending final resolution of such dispute, nor shall Lessee assert any right of set-off or counterclaim against
its obligation to make such payments when required under this Agreement. Lessee's obligation to make Rental Payments
during the Original Term or the then current Renewal Term elected by Lessee shall not be abated through accident or
unforeseen circumstances.
Section 6.05. Continuation of Lease Term by Lessee. Lessee intends,subject to the provisions of Section 6.06, to
continue the Lease Term through the Original Term and all the Rental Payments hereunder. Lessee reasonably believes that
legally available funds from non-ad valorem tax sources in an amount sufficient to make all Rental Payments during the
Original Term and each of the Renewal Terms can be obtained. Lessee further intends to do all things lawfully within its
power to obtain and maintain funds from which the Rental Payments may be made, including making provision for such
payments to the extent necessary in each biannual or annual budget submitted and adopted in accordance with applicable
provisions of state law, to have such portion of the budget approved, and to exhaust all available reviews and appeals in the
event such portion of the budget is not approved.
Section 6.06. Termination by Nonappropriation. In the event Lessee does not appropriate sufficient funds for the
payment of the Rental Payments scheduled to be paid in the next occurring Renewal Term then Lessee may terminate this
Agreement at the end of the then current Original Term or Renewal Term and Lessee shall not be obligated to make
payment of the Rental Payments provided for in this Agreement beyond the end of the then current Original or Renewal
Term. Lessee agrees to deliver notice to Lessor of such termination at least 30 days prior to the end of the then current
Original or Renewal Term.
ARTICLE VII
TITLE TO EQUIPMENT
Section 7.01. Title to the Equipment. During the term of this Agreement, title to the Equipment and any and all
additions, repairs,replacements or modifications shall vest in Lessee,subject to the rights of Lessor under this Agreement. In
the event of default as set forth in Section 13.02 or nonappropriation as set forth in Section 6.06, Lessee agrees to surrender
possession of the Equipment to Lessor. Lessee and Lessor intend for federal income tax purposes under the Internal
Revenue Code of 1986,as amended, that this Agreement constitutes a financing lease or an installment sale contract rather
than a true lease.
Section 7.02. Notice Filing. Lessee agrees to execute a notice filing financing statement and such additional
documents in form satisfactory to Lessor to protect Lessor's interest in the Equipment from claims of other creditors of
Lessee during the term of this Agreement.
ARTICLE VIII
MAINTENANCE; MODIFICATION;TAXES; INSURANCE AND OTHER CHARGES
Section 8.01. Maintenance of Equipment by Lessee. Lessee agrees that at all times during the Lease Term Lessee
will, at Lessee's own cost and expense, maintain, preserve and keep the Equipment in good repair,working order and
condition,and that Lessee will from time to time make or cause to be made all necessary and proper repairs, replacements
and renewals. Lessor shall have no responsibility in any of these matters, or for the making of improvements or additions to
the Equipment.
Section 8.02. Taxes, Other Governmental Charges and Utility Charges. The parties to this Agreement contemplate
that the Equipment will be used for a governmental or proprietary purpose of Lessee and, therefore, that the equipment will
be exempt from all taxes presently assessed and levied with respect to personal property. In the event that the use, possession
or acquisition of the Equipment is found to be subject to taxation in any form (except for income taxes of Lessor), Lessee will
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Agreement No.
pay during the Lease Term, as the same respectively come due,all taxes and governmental charges of any kind whatsoever
that may at any time be lawfully assessed or levied against or with respect to the Equipment and any equipment or other
property acquired by Lessee in substitution for,as a renewal or replacement of, or a modification, improvement or addition to
the Equipment,as well as all gas,water,steam,electricity, heat, power, telephone, utility and other charges incurred in the
operation, maintenance, use,occupancy and upkeep of the Equipment; provided that,with respect to any governmental
charges that may lawfully be paid in installments over a period of years, Lessee shall be obligated to pay only such installments
as have accrued during the time this Agreement is in effect.
Section 8.03. Provisions Regarding Insurance. At its own expense,Lessee shall cause casualty, public liability and
property damage insurance to be carried and maintained, or shall demonstrate to the satisfaction of Lessor that adequate self-
insurance is provided with respect to the Equipment,sufficient to protect the Full Insurable value (as that term is hereinafter
defined)of the Equipment,and to protect Lessor from liability in all events. All insurance proceeds from casualty losses shall
be payable as hereinafter provided in this Agreement. Lessee shall furnish to Lessor certificates evidencing such coverage
throughout the Lease Term. Alternatively, Lessee may insure the Equipment under a blanket insurance policy or policies
which cover not only the Equipment but other properties. If Lessee insures similar properties by self-insurance, Lessee will
insure similar properties by self-insurance, Lessee will insure the Equipment by means of an adequate insurance fund.
The"Full Insurable Value"as used herein shall mean the full replacement value of the Equipment.
Any insurance policy pursuant to this Section 8.03 shall be so written or endorsed as to make losses, if any,payable
to Lessee and Lessor as their respective interests may appear. The Net Proceeds(as defined in Section 9.01)of the insurance
required in this Section 8.03 shall be applied as provided in Article IX hereof. Each insurance policy provided for in this
Section 8.03 shall contain a provision to the effect that the insurance company shall not cancel the policy or modify it
materially and adversely to the interest of Lessor without first giving written notice thereof to Lessor at least 30 days in
advance of such cancellation.
Section 8.04. Advances. In the event Lessee shall fail to maintain the full insurance coverage required by this
Agreement or shall fail to keep the Equipment in good repair and operating condition, Lessor may(but shall be under no
obligation to) purchase the required policies of insurance and pay the premiums necessary and provide for payment thereof;
and all amounts so advanced therefore by Lessor shall become additional rent for the then current Original Term or Renewal
Term,which amounts, together with interest thereon at the rate of 12% per annum,Lessee agrees to pay.
ARTICLE IX
DAMAGE, DESTRUCTION AND CONDEMNATION: USE OF NET PROCEEDS
Section 9.01. Damage, Destruction and Condemnation. Unless Lessee shall have exercised its option to purchase
the Equipment by making payment of the Purchase Price as provided herein,if prior to the termination of the Lease Term
(a) the Equipment or any portion thereof is destroyed (in whole or in part) or is damaged by fire or other casualty or(b) title
to, or the temporary use of the Equipment or any part thereof or the estate of Lessee or Lessor in the Equipment or any
part thereof shall be taken under the exercise of the power eminent domain by any governmental body or by any person, firm
or corporation acting under governmental authority, Lessee and Lessor will cause the Net Proceeds of any insurance claim or
condemnation award to be applied to the prompt repair,restoration, modification or improvement of the Equipment. Any
balance of the Net Proceeds remaining after such work has been completed shall be paid to Lessee.
For purposes of Section 8.03 and this Article IX, the term "Net Proceeds"shall mean the amount remaining from
the gross proceeds of any insurance claim or condemnation award after deducting all expenses (including attorney's fees)
incurred in the collection of such claims or award.
Section 9.02. Insufficiency of Net Proceeds. If the Net Proceeds are insufficient to pay in full the cost of any repair,
restoration, modification or improvement referred to in Section 9.01 hereof, Lessee shall either(a) complete the work and pay
any cost in excess of the amount of Net Proceeds, and Lessee agrees that if by reason of any such insufficiency of the Net
Proceeds, Lessee shall make any payments pursuant to the provisions of this Section 9.02, Lessee shall not be entitled to any
reimbursement therefore from Lessor nor shall Lessee be entitled to any diminution of the amounts payable under Article VI
hereof or(b) if Lessee is not in default hereunder, Lessee shall pay to Lessor the amount of the then applicable Purchase
Price,and, upon such payment, the Lease Term shall terminate and Lessor's interest in the Equipment shall terminate as
provided in Article XI of this Agreement. The amount of the Net Proceeds in excess of the then applicable Purchase Price, if
any, may be retained by Lessee.
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Agreement No.
ARTICLE X
DISCLAIMER OF WARRANTIES;VENDOR'S WARRANTIES; USE OF EQUIPMENT
Section 10.01. Disclaimer of Warranties. LESSOR MAKES NO WARRANTY OR REPRESENTATION,
EITHER EXPRESS OR IMPLIED,AS TO THE VALUE,DESIGN, CONDITION, MERCHANTABILITY OR
FITNESS FOR PARTICULAR PURPOSE OR FITNESS FOR USE OF THE EQUIPMENT, OR WARRANTY WITH
RESPECT THERETO. In no event shall Lessor be liable for any incidental, indirect,special or consequential damage in
connection with or arising out of this Agreement or the existence, furnishing, functioning or Lessee's use of any item or
products or services provided for in this Agreement.
Section 10.02. Vendor's Warranties. Lessor hereby irrevocably appoints Lessee its agent and attorney-in-fact during
the Lease Term,so long as Lessee shall not be in default hereunder, to assert from time to time whatever claims and rights,
including warranties of the Equipment,which Lessor may have against the Vendor of the Equipment. Lessee's sole remedy
for the breach of such warranty, indemnification or representation shall be against the Vendor of the Equipment,and not
against the Lessor,nor shall such matter have any effect whatsoever on the rights and obligations of Lessor with respect to
this Agreement, including the right to receive full and timely payments hereunder. Lessee expressly acknowledges that Lessor
makes, and has made, no representation or warranties whatsoever as to the existence of availability of such warranties of the
Vendor of the Equipment.
Section 10.03. Use of the Equipment. Lessee will not install, use, operate or maintain the Equipment improperly,
carelessly, in violation of any applicable law or in a manner contrary to that contemplated by this Agreement. Lessee shall
provide all permits and licenses, if any, necessary for the installation and operation of the Equipment. In addition,Lessee
agrees to comply with all respects(including,without limitation,with respect to the use, maintenance and operation of each
item of the Equipment)with all laws of the jurisdictions in which its operations involving any item of Equipment may extend
and any legislative,executive, administrative or judicial body exercising any power or jurisdiction over the items of the
Equipment; provided, however, that Lessee may contest in good faith the validity or application of any such law or rule in any
reasonable manner which does not, in the opinion of the Lessor,adversely affect the estate of Lessor in and to any of the
items of the Equipment or its interest or rights under this Agreement.
ARTICLE XI
OPTION TO PURCHASE
At the request of Lessee, Lessor's interest in the Equipment and additional Rental Payments will be terminated and
this Agreement shall terminate:
(a) At the end of the final Renewal Term, upon payment by Lessee of all Rental Payments scheduled as set forth
in Exhibit E to this Agreement; or
(b) if the Lease Term is terminated pursuant to Article IX of this Agreement, in the event of total damage,
destruction or condemnation of the Equipment; or
(c) any time when Lessee is not on such date in default under this Agreement, upon payment by Lessee of the then
applicable Purchase Price to Lessor.
Upon the occurrence of any of such events, Lessor shall deliver a Bill of Sale of its remaining interest in the
Equipment to Lessee "AS IS -WHERE IS"without additional cost or payment by Lessee.
ARTICLE XII
ASSIGNMENT, SUBLEASING, INDEMNIFICATION MORTGAGING AND SELLING
Section 12.01. Assignment by Lessor. This Agreement,and the obligations of Lessee to make payments hereunder,
may be assigned and reassigned in whole or in part to one or more assignees and subassignees by Lessor at any time
subsequent to its execution,without the necessity of obtaining the consent of Lessee; provided, however, that no such
assignment or reassignment shall be effective unless and until (i) Lessee shall have received notice of the assignment or
reassignment disclosing the name and address of the assignee or subassignee,and (ii) in the event that such assignment is
made to a bank or trust company as trustee for holders of certificates representing interest in this Agreement,such bank or
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Agreement No.
trust company agrees to maintain,or cause to be maintained, a book-entry system by which a record of names and addresses
of such holders as of any particular time is kept and agrees, upon request of the Lessee, to furnish such information to
Lessee. Upon receipt of notice of assignment, Lessee agrees to reflect in a book entry assignee designation in such notice of
assignment,and to make all payments to the assignee designated in the notice of assignment,notwithstanding any claim,
defense,setoff or counterclaim whatsoever(whether arising from a breach of this Agreement or otherwise) that Lessee may
from time to time have against Lessor,or the assignee. Lessee agrees to execute all documents which may be reasonably
requested by Lessor or its assignee to protect their interests in this Agreement.
Section 12.02. No Sale,Assignment or Subleasing by Lessee. This Agreement and the interest of Lessee in the
equipment may not be sold,assigned or encumbered by Lessee without the prior written consent of Lessor.
Section 12.03. Release and Indemnification Covenants. To the extent permitted by the laws and Constitution of the
State, Lessee shall protect, hold harmless and indemnify Lessor from and against any and all liability,obligations, losses,claims
and damages whatsoever, regardless of cause thereof,and expenses in connection therewith, including,without limitation,
counsel fees and expenses, penalties and interest arising out of or as the result of the entering into this Agreement, the
ownership of any item of the equipment, the ordering, acquisition, use,operation,condition, purchase, delivery,rejection,
storage or return of any item of the equipment or any accident in connection with the operation, use, condition, possession,
storage or return of any item of the equipment resulting in damage to property or injury to or death of any person. The
indemnification arising under this paragraph shall continue in full force and effect notwithstanding the full payment of all
obligations under this Agreement or the termination of the lease term for any reason. Lessee agrees not to withhold or abate
any portion of the payments required pursuant to this Agreement by reason of any defects, malfunctions, breakdowns or
infirmities of the equipment.
Lessee acknowledges that Lessor's yield with respect to this Agreement is dependent upon the full amount of each
lease rental payment being excluded from Lessor's income pursuant to Section 103(a)of the United States Internal Revenue
Code of 1986 as amended (the "Code"). Accordingly, if at any time,as a result of a determination that Lessee has breached a
representation or covenant contained herein or as a result of any change in the Code, any payment of either the interest
component or the principal component of any lease rental payment is, in the opinion of counsel for the Lessor,subject to or
affected by any income, preference,excess profits, minimum or other federal tax, Lessee shall pay,as additional interest,an
amount which is necessary to provide to Lessor the same net income as Lessor would have received but for such event.
Lessor's calculations of such additional interest shall be binding upon Lessee in the absence of manifest error.
ARTICLE XIII
EVENTS OF DEFAULT AND REMEDIES
Section 13.01. Events of Default Defined. The following shall be "events of default" under this Agreement and the
terms"event of default" and "default"shall mean,whenever they are used in this Agreement,any one or more of the
following events:
(a) Failure by Lessee to pay any rental payment or other payment required to be paid hereunder at the time
specified herein; and
(b) Failure by Lessee to observe and perform any covenant,condition or agreement on its part to be observed or
performed,other than as referred to in Section 13.01 (a), for a period of 30 days after written notice,specifying such failure
, and requesting that it be remedied as given to Lessee by Lessor, unless Lessor shall agree in writing to an extension of such
time prior to the expiration, provided,however,if the failure stated in the notice cannot be corrected within the applicable
period, Lessor will not unreasonably withhold its consent to an extension of such time if corrective action is instituted by
Lessee within the applicable period and diligently pursued until the default is corrected.
The foregoing provisions of this Section 13.01 are subject to(i) the provisions of Section 6.06 hereof with respect to
nonappropriation; and (ii) if by reason of force majeure Lessee is unable in whole or in part to carry out its agreement on its
part herein contained,other than the obligations on the part of Lessee contained in Article VI hereof, Lessee shall not be
deemed in default during the continuance of such inability. The term "force majeure"as used herein shall mean,without
limitation, the following: acts of God; strikes,lockouts or other employee relations disturbances; acts of public enemies;
orders or restraints of any kind of the government of the United States of America or the state wherein Lessee is located or
any of their departments, agencies or officials,or any civil or military authority, insurrections; riots; landslides; earthquakes;
fires; storms; droughts; floods; or explosions.
7
Agreement No.
Section 13.02. Remedies on Default. Whenever any event of default referred to in Section 13.01 hereof shall have
happened and be continuing,Lessee agrees to return the equipment to Lessor and Lessor shall have the right at its sole
options without any further demand or notice, to take either one or both of the following remedial steps:
(a) Accept surrender from Lessee of the equipment for sale or release by Lessor in a commercially reasonable
manner. All proceeds of such sale or re-letting shall inure to Lessor,provided,however, if such proceeds after deduction of
Lessor's reasonable costs and expenses, including attorneys' fees, incurred to recover possession, restore or clean-up and sell
or release the equipment,exceed an amount equal to the sum of unpaid Rental Payments and an amount equal to the then
applicable purchase price, Lessor shall remit the amount of such excess to Lessee; or
(b) Institute an action in a court of competent jurisdiction to recover Lessor's compensatory damages resulting from
Lessor's default.
Lessor agrees that it shall not have a right to seek any remedy of specific performance nor shall Lessor have any
"self-help"right to take possession of the equipment absent Lessee's voluntary surrender thereof.
Section 13.03. Waiver. No delay or omission to exercise any right or power accruing upon any default shall impair
any such right or power or shall be construed to be a waiver hereof, but any such right and power may be exercised from time
to time and as often as may be deemed expedient.
ARTICLE XIV
MISCELLANEOUS
Section 14.01. Notices. All notices,certificates or other communications hereunder shall be sufficiently given and
shall be deemed given when delivered or mailed by registered mail, postage prepaid, to the parties at their respective places of
business.
•
Section 14.02. Binding Effect. This Agreement shall inure to the benefit of and shall be binding upon Lessor and
Lessee and their respective successors and assigns.
Section 14.03. Severability. In the event any provision of this Agreement shall be held invalid or unenforceable by
any court of competent jurisdiction,such holding shall not invalidate or render unenforceable any other provision hereof.
Section 14.04. Amendments. The terms of the Agreement shall not be waived, altered, modified, supplemented or
amended in any manner whatsoever except by written instrument signed by the Lessor and the Lessee; nor shall any such
amendment that affects the rights of Lessor's assignee be effective without such assignee's consent.
Section 14.05. Execution in Counterparts. This Agreement may be executed in several counterparts,each of which
shall be an original and all of which shall constitute but one and the same instrument.
Section 14.06. Applicable Law. This Agreement shall be governed by and construed in accordance with the laws of
the State of 6—.
Section 14.07. Captions. The captions or headings in this Agreement are for convenience only and do not define,
limit or describe the scope or intent of any provisions of sections of this Agreement.
Section 14.08. Entire Agreement. This Agreement and the executed Exhibits attached hereto constitute the entire
agreement between Lessor and Lessee. No waiver, consent, modification or change of terms of this Agreement shall bind
either party unless in writing signed by both parties,and then such waiver,consent, modification or change shall be effective
only in the specific instance and for the specific purpose given. There are no understandings, agreements, representations or
warranties,express or implied, not specified herein regarding this Agreement or the equipment leased hereunder. Any terms
and conditions of any purchase order or other document (with the exception of Supplements)submitted by Lessee in
connection with this Agreement which are in addition to or inconsistent with the terms and conditions of this Agreement will
not be binding on Lessor and will not apply to this Agreement. Lessee by the signature below of its authorized representative
acknowledges that it has read this Agreement, understands it,and agrees to be bound by its terms and conditions.
IN WITNESS WHEREOF,Lessor has executed this Agreement in its corporate name with its corporate seal
hereunto affixed and attested by its duly authorized offices,and Lessee has caused this Agreement to be executed in its
corporate name with its corporate seal hereunto affixed and attested by its duly authorized officers. All of the above occurred
8
Agreement No.
as of the date first written below; this Agreement shall be binding on Lessee beginning on the date it is accepted and executed
by Lessor.
LESSOR: 1—
Attest:
By: By:
•
Title: Title:
Date:
LESSEE: 4—
Attest:
By: By:
Title: Title:
Date:
9
Agreement No.
EXHIBIT A
-4RESOLUTION OF GOVERNING BODY
EXTRACT OF MINUTES
LESSEE: 4—
DATE OF AGREEMENT:
At a duly called meeting of the governing body of Lessee(as identified in the Agreement) held on the_day of
19_the following resolution was introduced and adopted.
RESOLVED,whereas the governing body of Lessee has determined that a true and very real need exists for the acquisition
of the Equipment described in the Municipal Lease-Purchase Agreement presented to this meeting; and
WHEREAS, the governing body of Lessee has taken the necessary steps, including any legal bidding requirements, under
applicable law to arrange for the acquisition of such equipment.
BE IT RESOLVED, by the governing body of Lessee that the terms of said Municipal Lease-Purchase Agreement are in the
best interests of the Lessee for the acquisition of such equipment, and the governing body of Lessee designates and confirms
the following persons to execute and deliver,and to witness(or attest), respectively, 1—.
Municipal Lease-Purchase Agreement and any related documents necessary to the consummation of the transactions
contemplated by the Municipal Lease-Purchase Agreement.
(Name of Party to Execute Municipal Lease-Purchase Agreement) (Title)
(Name of Party to Attest or Witness Municipal Lease-Purchase (Title)
Agreement)
The undersigned further certifies that the above resolution has not been repealed or amended and remains in full force and
- effect and further certifies that the above and foregoing Municipal Lease-Purchase Agreement is the same as presented at
said meeting of the governing body of Lessee.
Secretary/Clerk
(SEAL)
Date
ATTORNEY'S
COPY
NOTE: COUNSELOR, PLEASE FURNISH
THE ATTACHED EXHIBIT B,
OPINION OF LESSEE'S COUNCIL
ON YOUR LETTERHEAD.
Agreement No.
EXHIBIT B
OPINION OF LESSEE'S COUNSEL
LESSEE: 4—
DATE OF AGREEMENT:
1-
2—
Gentlemen:
As counsel for 4—, ("Lessee"), I have examined duly executed originals of the Municipal Lease-Purchase Agreement
(the "Agreement") dated , 19between Lessee and 1— ("Lessor"),and the proceedings taken by
Lessee to authorize and execute the Agreement. Based upon the examination and upon such other examination as I have
deemed necessary or appropriate, I am of the opinion that:
1. Lessee is a public body corporate and politic, legally existing under the laws of the State of 6—.
2. The Agreement has been duly authorized, executed and delivered by Lessee, pursuant to Constitutional,statutory
and/or home rule provisions which authorize this transaction and Resolution No. ,attached as Exhibit A to the
Agreement.
3. The Agreement is a legal,valid and binding obligation of Lessee, enforceable in accordance with its terms. In the
event the Lessor obtains a judgment against Lessee in money damages,as a result of an event of default under the
Agreement, Lessee will be obligated to pay such judgment.
4. Applicable public bidding requirements have been complied with.
5. To the best of my knowledge, no litigation is pending or threatened in any court or other tribunal, state or
federal,which questions or affects the validity of the resolution or the Agreement.
6. The signatures of the officers of 4—which appear on the Agreement are true and genuine; I know said officers
and know them to hold the offices set forth below their names.
7. The Equipment leased pursuant to the Agreement constitutes personal property and when subjected to use by
Lessee constitutes personal property and when subjected to use by Lessee will not be or become fixtures under applicable law.
8. The Municipality is a political subdivision of the State of 6—within the meaning of Section 103 of the United
States Internal Revenue Code and the related regulations and rulings. By virtue of such authority the portion of payments
identified as deferred interest charges to maturity, upon receipt,will not be includable in federal gross income under statutes,
regulations,court decisions and rulings existing on the date of this opinion and consequently,will be exempt from present
federal income taxes and income tax of the State of 6—.
9. The leasing of the Equipment pursuant to the Agreement is exempt from all sales and use taxes against either
the Lessor or the Lessee during the term of the Lease and the Equipment will be exempt from a state and local personal
property or other ad valorem taxes during the term of the Lease.
Sincerely,
Agreement No.
EXHIBIT C
CERTIFICATE AS TO ARBITRAGE
I, the undersigned officer of the 4— (the "Lessee"), being the person duly charged,with others,with responsibility for
issuing the Lessee's obligations in the form of that certain agreement entitled "Municipal Lease-Purchase Agreement"with
referenced Exhibits attached thereto (the "Agreement") dated , 19and issued said date,HEREBY
CERTIFY that:
1. The Agreement was issued by the Lessee under and pursuant to law to finance the acquisition of the certain
Equipment described therein.
2. Pursuant to the Agreement, the Lessee is entitled to receive said Equipment in consideration for the obligation
of the Lessee under the Agreement. Said Equipment will be used in furtherance of the public purposes of the Lessee. The
Lessee does not intend to sell said Equipment or said Agreement or to otherwise dispose of said Equipment during the term
of the Agreement. The Lessee will not receive any monies, funds,or other"proceeds"as a result of the Agreement.
3. The Lessee expects to make payments under the Agreement from its general funds on the basis of annual
appropriations in the amounts equal to the required payments under the Agreement. The remaining general funds of the
Lessee are not reasonably expected to be used to make such payments and no other monies are pledged to the Agreement or
reasonably expected to be used to pay principal and interest on the Agreement.
4. The Lessee has not received notice that its Certificate may not be relied upon with respect to its own issues nor
has it been advised that any adverse action by the Commissioner of Internal Revenue is contemplated.
To the best of my knowledge, information and belief the expectations herein expressed are reasonable and there are
' no facts,estimates or circumstances other than those expressed herein that would materially affect the expectations herein
expressed.
IN WITNESS WHEREOF, I have hereunto set my hand this day of , 19
LESSEE: 4—
By:
Title:
Agreement No.
EXHIBIT D
DESCRIPTION OF EQUIPMENT
The Equipment which is the subject of the attached Municipal Lease-Purchase Agreement is as follows:
together with all additions,accessions and replacements thereto.
Lessee hereby certifies that the description of the personal property set forth above constitutes an accurate
description of the"Equipment",as defined in the attached Municipal Lease-Purchase Agreement.
LESSEE:
By:
Title:
Date:
LOCATION OF THE EQUIPMENT:
EXHIBIT E •
"PAYMENT SCHEDULE"
Agreement No.
EXHIBIT F
ACCEPTANCE CERTIFICATE
A
The undersigned,as Lessee under the Municipal Lease-Purchase Agreement (the "Agreement")dated
19with 1— ("Lessor"),acknowledges receipt in good condition of all of the Equipment described in the
Agreement and in Exhibit D thereto this day of , 19_, and certifies that Lessor has fully and
satisfactorily performed all of its covenants and obligations required under the Agreement.
Lessee confirms that the Commencement Date of the Agreement is and it will
commence payments in accordance with Article VI of the Agreement.
The undersigned officer of the Lessee hereby reaffirms on behalf of the Lessee in all respects the covenants of the
Lessee set forth in Article I of the Agreement and the representations in the certificate as to Arbitrage attached as Exhibit C
to the Agreement,and represents that, to the best of his or her knowledge, information and belief, the expectations therein
expressed were reasonable as of the Commencement Date, and that there were, and are as of the date on which they were
made, and are reasonable as of the Commencement Date, no facts,estimates or circumstances other than those expressed
therein that would materially affect the expectations expressed therein.
LESSEE: 4---
By:
Title:
Agreement No.
EXHIBIT G
ESSENTIAL USE/SOURCE OF FUNDS LETTER
TO: 1—
RE: Municipal Lease-Purchase Agreement No.
Gentlemen:
Reference is made to certain Municipal Lease-Purchase Agreement Number , dated
between 1—,and 4—, leasing the personal property described in Exhibit D to such Lease. This confirms and affirms that such
equipment is essential to the functions of the undersigned or to the service we provide to our citizens.
Further,we have an immediate need for,and expect to make immediate use of,substantially all the Equipment,which need is
not temporary or expected to diminish in the foreseeable future. The Equipment will be used by us only for the purpose of
performing one or more of our governmental or proprietary functions consistent with the permissible scope of our authority.
Specifically, the Equipment was selected by us to be used as follows:
Sincerely,
Signature Date
Agreement No.
EXHIBIT H
AMENDMENT AGREEMENT NUMBER ONE
In consideration of the mutual covenants of the Lessor and Lessee pursuant to the Municipal Lease-Purchase
Agreement No. dated (the"Lease") between 1— ("Lessor")and 4— ("Lessee"),
such Agreement is modified as follows:
Lessee certifies that it reasonably anticipates that it and all of its subordinate entities will not issue more than
$10,000,000 of"qualified tax-exempt obligations" (as that term is defined in Section 265(b)(3)(B)of the Internal Revenue
Code of 1986 ("the Code")) during the calendar year 19_(the year in which the Lease is executed).
Further, lessee hereby designates its obligations under the Lease as a "qualified tax-exempt obligation" in accordance
with Section 265 (b)(3)(B)of the Code so that it is eligible for the exception contained in Section 265 (b)(3)of the Code and
further certifies for the purpose of the overall limitation of Section 265 (b)(3)(D)of the Code that it and its subordinate
entities have not as of this date issued more than $10,000,000 of obligations which it has designated for these purposes.
All terms contained herein not otherwise defined shall have the same meaning as such terms are used and defined in
the Lease.
Attached hereto is a completed Internal Revenue Service Form 8038-G, Information Return for Tax-Exempt
Governmental Bond Issues, completed on behalf of the Lessee.
IN WITNESS WHEREOF, the Lessee has caused this Agreement to be executed by its duly authorized officer on
this the_day of , 19_
LESSEE: 4--
By:
—By:
Printed Name:
(SEAL)
ATTEST:
Printed Name:
Agreement No.
INSURANCE COVERAGE REQUIREMENT
TO: 1—
i 2—
FR: 4-
5—
RE: INSURANCE COVERAGE REQUIREMENTS (Check one)
0 1. In accordance with Section 8.03 of the Agreement,we have instructed the insurance agent named below (please fill
in name,address and telephone number)
NAME:
ADDRESS:
TELEPHONE:
to issue:
a. All Risk Physical Damage Insurance on the leased equipment evidenced by a Certificate of Insurance and
Long Form Loss Payable Clause naming"1— "as Loss Payee.
Coverage Required: Full Replacement Value
b. Public Liability Insurance evidenced by a Certificate of Insurance naming 1— " as an Additional Insured.
Minimum Coverage Required:
$500,000.00 per person
$500,000.00 aggregate bodily injury liability
$100,000.00 property damage liability
❑ 2. Pursuant to Section 8.03 of the Agreement,we are self-insured for all risk, physical damage, and public liability and
will provide proof of such self-insurance in letter form together with a copy of the statute authorizing this form
of insurance.
0 3. Proof of insurance coverage will be provided to 1— prior to the time that the equipment is delivered to us.
By:
Title:
Dated:
i
Form 8038-GC Consolidated Information Return for Small Tax-Exempt1 •
Governmental Bond Issues, Leases and Installment Sales
(Rev.October 1989) OMB No.1545-0720
►Under Section 149(e) ►For calendar year ending 19 Expires 05/31/92
Department of the Treasury
Internal Revenue Service (Use Form 8038-G If the issue price of the Issue is$100,000 or more.)
Part I Reporting Authority Check box if Amended Return P. 0
• 1 Issuer's name 2 Issuer's employer identification number
f
3 Number and street
4 City or town,state,and ZIP code
Part II Description of Obligations
5 Total issue price of all small tax-exempt governmental obligations issued during the calendar year. , , 5
6 Check the box that most nearly approximates the weighted average maturity of the obligations: / // / /
a ❑ Less than 5 years
b 0 From 5 to 10 years /
c 0 More than 10 years ty/ , /
�/7 Check the box that most nearly approximates the weighted average interest rate on the obligations: / /
a ❑ Less than 5% �� ����
b 0 From 5%to 10%
c 0 More than 10%
///// j
8 Total issue price of the obligations reported on line 5 that are:
i a Obligations issued in the form of a lease or installment sale 8a
b Obligations designated by the issuer under section 265(b)(3)(B)(i)(III) 8b
c Obligations issued to refund prior issues 8c
d loans made from the proceeds of another tax-exempt obligation 8d
Under penalties of perjury,I declare that I have examined this return and accompanying schedules and statements,and to the best of my knowledge and belief.
they are true,correct,and complete.
Please
Sign
Here
Signature of officer Date Type or print name and title
General Instructions If you have comments concerning the Who Must File
(Section references are to the Internal accuracy of this time estimate or Each issuer must file Form 8038-GC for all
Revenue Code unless otherwise noted.) suggestions for making this form more tax-exempt governmental bonds,leases and
simple,we would be happy to hear from installment sales issued during the calender
Paperwork Reduction Act Notice you.You can write to either the Internal
p Revenue Service,Washington,DC 20224, $100,000.ear,with an issue 8038-G8e isf filet than
We ask for this information to carry out the Attention:IRS Reports Clearance Officer, eachissue
Form obligationsiled to report
Internal Revenue laws of the United States. T:FP;or the Office of Management and each pofgovernmental10000or more. with
We need it to ensure that you are complying Budget,Paperwork Reduction Project issue prices of$100,000
with these laws.You are required to give us (1545-0720),Washington,DC 20503. When To File
this information. Item You Should Note
The time needed to complete and file this File Form 8038-GC on or before February
varies timto individual a al A governmental unit is required to file this 15th after the close of the calendar year in
r form sces.The estimated om ndi average time form for all small tax-exempt governmental which the issue is issued.Form 8038-GC
is:
ciobligations on which it pays interest.These must be completed based on the facts as of
obligations include bonds,leases and the close of the calendar year.
Recordkeeping . . . . 3 hrs.,21 min. installment sales. Late filing.—A Form 8038-GC filed after
Learning about the Purpose of Form the due date may be granted an extension
law or the form 1 hr.,34 min. Form 8038-GC is to be used by issuers of of time to file under section 3 of Rev.Proc.
Preparing the form. . . 2 hrs.,37 min, tax-exempt governmental obligations to 88-10, 1988-1 C.B.635,if it is determined
provide IRS with the information required b that the failure to file in a timely manner is
Copying,assembling,and ection 149(e)and to monitor the q y not due to willful neglect.A late Form
sending the form to IRS .16 min. requirements of sections 141 through 150.
Form 8038—GC (Rev.10.89)